NYSE Membership

Broker Dealers interested in obtaining NYSE Membership must complete the customary application and agreements in order to trade on the NYSE Market, Inc. and become a Trading License Holder. A trading license issued by the NYSE is required to effect transactions on the floor of the Exchange and to obtain NYSE Membership. 

Below are the NYSE New Member Firm forms and documents that need to be completed:

  NYSE New Member Firm Application  (pdf)
  NYSE New Member Firm Forms And Materials  (pdf)
  NYSE Trading License Information and Forms  (pdf)
  NYSE Price List  (pdf)

Individual Investors
Retail participants cannot become direct participants of NYSE. To participate in the NYSE Market, contact a NYSE member organization. Refer to the Member Organization Directory for a list of current members.