Anonymous SuperDot® (ADot) enables institutional investors sponsored by a member firm to submit orders directly to the NYSE without the Exchange, member firm, specialist or floor brokers knowing their identity.
The institution and its sponsoring member firm must establish parameters within which trading can occur, including a trading limit expressed in dollar value and a maximum order size.
With ADot, the institution will receive transaction reports as they occur, and the member firm will receive a copy only at the end of the day or after an agreed-upon time has elapsed, for clearing purposes. |
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Interested institutions need to review and complete:
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NYSE Anonymous Super Dot® Terms and Conditions (pdf) |
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NYSE Common Access Point™ Agreement (pdf) |
Institutions need to have their sponsoring member firm complete:
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NYSE Member or Member Organization Sponsorship Form (pdf) |
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NYSE Anonymous Super Dot® Agreement (pdf) |
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Clearing Firm Agreement (pdf) |
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NYSE Anonymous Super Dot® Terms and Conditions (Member
Organization) (pdf) |
