Trader Updates - NYSE Arca Equities

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2013 Announcements on Issue Changes

Issuer Name Symbol(s)
Announcement

Date

 Global X Funds   Multiple  pdf 1:4, 1:3, 1:2 Reverse Splits Effective 05/16/2013 (pdf)  05/10/2013
 SPDR Index Shares Funds   GII  pdf Name and Index Changes Effective 05/01/2013 (pdf)  04/30/2013
 iShares   FM, TOK  pdf CORRECTED: Name Changes Effective 05/01/2013 (pdf)  04/30/2013
 Vanguard   Multiple  pdf Name and Index Changes Effective 04/17/2013 (pdf)    04/16/2013
 ProShares Trust   UPV, EPV  pdf Name and Index Changes Effective 04/23/2013 (pdf)    04/12/2013
 Vanguard Int'l Equity Funds   VGK, VPL  pdf Name and Index Change Effective 03/27/2013 (pdf)  03/27/2013
 Columbia ETF Trust   RPX  pdf Name Change Effective 03/25/2013 (pdf)  03/22/2013
 Direxion Shares ETF Trust   Multiple  pdf 1:6, 1:5, 1:4, 1:3 Reverse Splits Effective 04/02/2013 (pdf)  03/21/2013
 Market Vectors ETF Trust   MOO, KWT  pdf Index Changes Effective 03/18/2013 (pdf)  03/13/2013
 Columbia ETF Trust   Multiple  pdf Name Changes Effective 03/01/2013 (pdf)  02/28/2013
 Vanguard ETFs   VT  pdf Temporary Index Calculation Change Effective 02/21/2013 (pdf)  02/21/2013
 Highland Funds I   SNLN  pdf Name and CUSIP Change Effective 02/14/2013 (pdf)  02/13/2013
 iShares   Multiple  pdf Name and Index Changes Effective 02/12/2013 (pdf)  02/11/2013
 ProShares Trust   Multiple  pdf Name and Index Changes Effective 02/11/2013 (pdf)  02/07/2013
 ProShares Trust   CSM  pdf Name Change Effective 02/07/2013 (pdf)  02/06/2013
 Vanguard ETFs   Multiple  pdf Name and Index Changes Effective 01/31/2013 (pdf)  01/30/2013
 DB-X Exchange-Traded Funds Inc.   Multiple  pdf Name Changes Effective 02/01/2013 (pdf)  01/30/2013
 DBX ETF Trust   Multiple  pdf Name Changes Effective 02/01/2013 (pdf)  01/30/2013
 WisdomTree Trust   DXJ  pdf Name Change Confirmation (pdf)  01/30/2013
 Market Vectors ETF Trust   MOAT  pdf Name Change Effective 02/01/2013 (pdf)  01/25/2013
 WisdomTree Trust   Multiple  pdf Name Changes Effective 01/14/2013 (pdf)  01/11/2013
 Vanguard ETFs   VWO  pdf Name and Index Change Effective 01/10/2013  (pdf)  01/09/2013