Trader Updates - NYSE Arca Equities

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2013 Announcements on Issue Changes

Issuer Name Symbol(s)
Announcement

Date

 Market Vectors ETF Trust  BONO  pdf Name, Ticker, and Index Changes Effective December 10, 2013 (pdf)  12/09/2013
 Direxion Shares ETF Trust  YINN, YANG  pdf Name and Index Changes Effective December 12, 2013 (pdf)  12/04/2013
 AdvisorShares Trust  RRGR  pdf Name and Ticker Change Effective December 2, 2013 (pdf)  11/26/2013
 iShares Trust  EIRL  pdf Index Change Effective November 27, 2013 (pdf)  11/26/2013
 Credit Suisse AG  Multiple  pdf UPDATED: Voluntary Delisting from NYSE Arca (pdf)  11/20/2013
 Barclays Bank PLC  VXX  pdf 1:4 Reverse Split Effective November 8, 2013 (pdf)  11/06/2013
 Claymore Exchange-Traded Fund    Trust  EEB  pdf Index Change Effective October 31, 2013 (pdf)  10/29/2013
 Global X Funds  GURU  pdf Name & Index Change Effective October 25, 2013 (pdf)  10/24/2013
 EGA Emerging Global Shares Trust  BBRC  pdf Index Change Effective October 25, 2013 (pdf)  10/24/2013
 Vanguard Index Funds  VOO  pdf 1:2 Reverse Split Effective October 24, 2013 (pdf)  10/10/2013
 WisdomTree Trust  DNL  pdf Name Change Effective October 7, 2013 (pdf)  10/08/2013
 PowerShares  Multiple  pdf Name Changes Effective October 4, 2013 (pdf)  10/01/2013
 ProShares Trust  UPV, EPV  pdf Name Change Effective October 1, 2013 (pdf)  09/30/2013
 Claymore Exchange-Traded Fund  Trust  GSY  pdf Name Change Effective September 30, 2013 (pdf)  09/24/2013
 Credit Suisse AG  Multiple  pdf 1:10 Reverse Splits Effective August 30, 2013 (pdf)  08/27/2013
 Credit Suisse AG  MLPN  pdf Name Change Effective August 14, 2013 (pdf)  08/14/2013
 Direxion Shares ETF Trust  Multiple  pdf 1:10, 1:5, 1:4 Reverse Splits Effective August 20, 2013 (pdf)  08/07/2013
 Claymore Excahnge-Traded Fund Trust 2  ENY  pdf Index Change Effective August 1, 2013 (pdf)  08/07/2013
 SPDR Series Trust   Multiple  pdf Name, Ticker & Index Change Effective July 9, 2013 (pdf)  07/08/2013
 iShares Trust   Multiple  pdf UPDATED: Name Changes Effective July 1, 2013 (pdf)  06/28/2013
 iShares, Inc.   Multiple  pdf Name Changes Effective July 1, 2013 (pdf)  06/28/2013
 iShares Russia   ERUS  pdf Name Change Effective July 1, 2013 (pdf)  06/28/2013
 Vanguard ETFs   VWO  pdf Index Change Effective June 28, 2013 (pdf)  06/28/2013
 Market Vectors ETF Trust   Multiple  pdf Reverse Splits Effective July 1, 2013 (pdf)  06/24/2013
 Market Vectors ETF Trust   AFK, MES  pdf Index Changes Effective June 24, 2013 (pdf)  06/21/2013
 Exchange Traded Concepts   SNDS  pdf Ticker, Name & Index Change Effective 6/21/2013  06/19/2013
 iShares Trust   Various  pdf CUSIP Changes Effective 06/10/2013 (pdf)  06/05/2013
 ProShares Tr/ProShares Tr II   Various  pdf Reverse Splits Effective 06/10/2013 (pdf)  06/04/2013
 Vanguard Index Funds   VTI  pdf Index Change Effective 06/03/2013 (pdf)  06/03/2013
 Vanguard Tax-Managed Funds   VEA  pdf Name and Index Change Effective 05/29/2013 (pdf)  05/28/2013
 DBX ETF Trust   DBCN  pdf Name, Symbol and Index Change Effective 05/31/2013 (pdf)  05/23/2013
 Global X Funds   Multiple  pdf 1:4, 1:3, 1:2 Reverse Splits Effective 05/16/2013 (pdf)  05/10/2013
 SPDR Index Shares Funds   GII  pdf Name and Index Changes Effective 05/01/2013 (pdf)  04/30/2013
 iShares   FM, TOK  pdf CORRECTED: Name Changes Effective 05/01/2013 (pdf)  04/30/2013
 Vanguard   Multiple  pdf Name and Index Changes Effective 04/17/2013 (pdf)    04/16/2013
 ProShares Trust   UPV, EPV  pdf Name and Index Changes Effective 04/23/2013 (pdf)    04/12/2013
 Vanguard Int'l Equity Funds   VGK, VPL  pdf Name and Index Change Effective 03/27/2013 (pdf)  03/27/2013
 Columbia ETF Trust   RPX  pdf Name Change Effective 03/25/2013 (pdf)  03/22/2013
 Direxion Shares ETF Trust   Multiple  pdf 1:6, 1:5, 1:4, 1:3 Reverse Splits Effective 04/02/2013 (pdf)  03/21/2013
 Market Vectors ETF Trust   MOO, KWT  pdf Index Changes Effective 03/18/2013 (pdf)  03/13/2013
 Columbia ETF Trust   Multiple  pdf Name Changes Effective 03/01/2013 (pdf)  02/28/2013
 Vanguard ETFs   VT  pdf Temporary Index Calculation Change Effective 02/21/2013 (pdf)  02/21/2013
 Highland Funds I   SNLN  pdf Name and CUSIP Change Effective 02/14/2013 (pdf)  02/13/2013
 iShares   Multiple  pdf Name and Index Changes Effective 02/12/2013 (pdf)  02/11/2013
 ProShares Trust   Multiple  pdf Name and Index Changes Effective 02/11/2013 (pdf)  02/07/2013
 ProShares Trust   CSM  pdf Name Change Effective 02/07/2013 (pdf)  02/06/2013
 Vanguard ETFs   Multiple  pdf Name and Index Changes Effective 01/31/2013 (pdf)  01/30/2013
 DB-X Exchange-Traded Funds Inc.   Multiple  pdf Name Changes Effective 02/01/2013 (pdf)  01/30/2013
 DBX ETF Trust   Multiple  pdf Name Changes Effective 02/01/2013 (pdf)  01/30/2013
 WisdomTree Trust   DXJ  pdf Name Change Confirmation (pdf)  01/30/2013
 Market Vectors ETF Trust   MOAT  pdf Name Change Effective 02/01/2013 (pdf)  01/25/2013
 WisdomTree Trust   Multiple  pdf Name Changes Effective 01/14/2013 (pdf)  01/11/2013
 Vanguard ETFs   VWO  pdf Name and Index Change Effective 01/10/2013  (pdf)  01/09/2013