Trader Updates - NYSE Arca Equities

Client Notices   Short Sell Restrictions Corporate Actions LULD Halts

2013 Announcements on New Listings or Transfers 

Select Year 2013 2012 2011 2010 2009

Issuer Name	Symbol(s)	Announcement	Date Posted
Barclays	FEEU	Listing of 1 Barclays ETN	05/21/2013
Barclays	FIGY(UPDATED)	Listing of 1 Barclays ETN	05/21/2013
Cambria	SYLD	Listing of 1 Cambria ETF	05/10/2013
PowerShares	PFEM	Listing of 1 PowerShares ETF	05/07/2013
Direxion	BRZS KORZ	Listing of 2 Direxion ETFs	04/29/2013
iShares	Multiple	Listing of 4 iShares ETFs	04/17/2013
iShares	Multiple	Listing of 5 iShares ETFs	04/16/2013
FlexShares	Multiple	Listing of 3 FlexShares ETFs	04/12/2013
Direxion	BRZU KORU	Listing of 2 Direxion ETFs	04/08/2013
State Street	SRLN	Listing of 1 State Street ETF	04/02/2013
Global X	AZIA  NGE	Listing of 2 Global X ETFs	04/01/2013
Market Vectors	THHY	Listing of 1 Market Vectors ETF	03/20/2013
iShares	MUAG	Listing of 1 iShares ETF	03/19/2013
AdvisorShares	MINC	Listing of 1 AdvisorShares ETF	03/18/2013
Barclays	ATMP	Listing of 1 Barclays ETN	03/11/2013
Global X	DIV	Listing of 1 Global X ETF	03/08/2013
ALPS	HVPW	Listing of 1 ALPS ETF	02/26/2013
State Street	LGLV  SMLV	Listing of 2 State Street ETFs	02/19/2013
PowerShares	XMLV  XSLV	Listing of 2 PowerShares ETFs	02/13/2013
Guggenheim	FXSG	Listing of 1 Guggenheim ETV	02/11/2013
PIMCO	FORX	Listing of 1 PIMCO ETF	02/11/2013
First Trust	FPE	Listing of 1 First Trust ETF	02/08/2013
Exchange Traded Concepts	YMLI	Listing of 1 Exchange Traded Concepts ETF	02/08/2013
Market Vectors	BIZD	Listing of 1 Market Vectors ETF	02/08/2013
Exchange Traded Concepts	FLAG	Listing of 1 Exchange Traded Concepts ETF	01/31/2013
Global X	MLPJ	Listing of 1 Global X ETF	01/11/2013
Barclays	IMLP	Listing of 1 Barclays ETN	01/02/2013