Trader Updates - NYSE Arca Equities

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2013 Announcements on New Listings or Transfers 



Issuer Name Symbol(s)
Announcement

Date Posted

          WisdomTree      USDU pdf  Listing of 1 WisdomTree ETF    12/162013
          UBS      CEFL pdf  Listing of 1 UBS ETN    12/092013
          State Street      EMBB pdf  Listing of 1 State Street ETF    12/03/2013
          Cambria      FYLD pdf  Listing of 1 Cambria ETF    11/27/2013
          Horizons      HFIN pdf  Listing of 1 Horizons ETF    11/14/2013
          Global X      PGAL pdf  Listing of 1 Global X ETF    11/11/2013
          UBS      DVHL pdf  Listing of 1 UBS ETN    11/11/2013
          Global X      EMFM pdf  Listing of 1 Global X ETF    11/05/2013
          FlexShares      GQRE pdf  Listing of 1 FlexShares ETF    11/04/2013
          Deutsche Bank      ASHR pdf  Listing of 1 Deutsche Bank ETF    11/04/2013
          Franklin Templeton      FTSD pdf  Listing of 1 Franklin Templeton ETF    11/01/2013
          ALPS      ENFR pdf  Listing of 1 ALPS ETF    10/30/2013
          Fidelity      Multiple pdf  Listing of 10 Fidelity ETFs    10/22/2013
          Credit Suisse      FIBG pdf  Listing of 1 Credit Suisse ETN    10/16/2013
          iShares      SLQD  SHYG pdf  Listing of 2 iShares ETFs    10/15/2013

          Renaissance Capital

     IPO pdf  Listing of 1 Renaissance Capital ETF    10/14/2013

        Empire State Realty OP

     ESBA, OGCP, FISK pdf  Listing of 3 Equity Issues    10/10/2013
          State Street      ULST pdf  Listing of 1 State Street ETF    10/08/2013
          ProShares      NOBL pdf  Listing of 1 ProShares ETF    10/08/2013
          PowerShares      CHNA pdf  Listing of 1 PowerShares ETF    10/08/2013
          FlexShares      NFRA pdf  Listing of 1 FlexShares ETF    10/07/2013
          ALPS      RIGS pdf  UPDATED: Listing of 1 ALPS ETF    10/07/2013
          Deutsche Bank      FIEG pdf  Listing of 1 Deutsche Bank ETN    10/04/2013
          Direxion     JNUG JDST pdf  Listing of 2 Direxion ETFs    10/01/2013
          RevenueShares     RDIV pdf  Listing of 1 RevenueShares ETF    09/27/2013
          Deutsche Bank     DBUK, DBEU, DBAP pdf  Listing of 3 Deutsche Banks ETFs    09/27/2013
          Citigroup     MLPC pdf  Listing of 1 Citigroup ETFs    09/24/2013
          Guggenheim     BSJJ BSJK pdf  Listing of 2 Guggenheim ETFs    09/20/2013
          UBS     DVHI pdf  Listing of 1 UBS ETN    09/17/2013
          Credit Suisse     FIEU pdf  Listing of 1 Credit Suisse ETN    09/04/2013
          EGShares     EMHD pdf  Listing of 1 EGShares ETF    08/13/2013
          Charles Schwab     Multiple pdf  Listing of 6 Charles Schwab ETFs    08/13/2013
          iShares     CMDT pdf  Listing of 1 iShares ETF    08/07/2013
          Global X     MLPX pdf  Listing of 1 Global X ETF    08/05/2013
          First Trust     FMF pdf  Listing of 1 First Trust ETF    07/31/2013
          LocalShares     NASH pdf  Listing of 1 LocalShares ETF    07/30/2013
          KraneShares     KFYP pdf  Listing of 1 KraneShares ETF    07/19/2013
          AdvisorShares     HDGI pdf  Listing of 1 AdvisorShares ETF     07/17/2013
          iShares     QUAL pdf  Listing of 1 iShares ETF    07/16/2013
          Guggenheim     BSCL BSCM pdf  Listing of 2 Guggenheim ETFs    07/15/2013
          iShares     Multiple pdf  Listing of 4 iShares ETFs    07/08/2013
          State Street     TWOK pdf  Listing of 1 State Street ETF    07/05/2013
          EGShares     EMDG pdf  Listing of 1 EGShares ETF    06/27/2013
          ALPS     IDOG pdf  Listing of 1 ALPS ETF    06/26/2013
          Market Vectors     ISRA pdf  Listing of 1 Market Vectors ETF    06/24/2013
          Direxion    JPNL JPNS pdf  Listing of 2 Direxion ETFs    06/24/2013
          ALPS    TRSK SPXH pdf  Listing of 2 ALPS ETFs    06/21/2013
          Horizons     HSPX pdf  Listing of 1 Horizons ETF    06/20/2013
          iShares     ICOL pdf  Listing of 1 iShares ETF    06/18/2013
          PowerShares     PGHY pdf  Listing of 1 PowerShares ETF    06/18/2013
          Credit Suisse     CSCB CSCR pdf  Listing of 2 Credit Suisse ETNs    06/10/2013
          Deutsche Bank     UTLT RVNU pdf  Listing of 2 Deutsche Bank ETF    05/31/2013
          ALPS     BFOR pdf  Listing of 1 ALPS ETF    05/31/2013
          State Street     TIPX WDIV pdf  Listing of 2 State Street ETFs    05/28/2013
          Barclays     FEEU pdf  Listing of 1 Barclays ETN     05/21/2013
          Barclays     FIGY(UPDATED) pdf  Listing of 1 Barclays ETN     05/21/2013
          Cambria     SYLD pdf  Listing of 1 Cambria ETF    05/10/2013
          PowerShares     PFEM pdf  Listing of 1 PowerShares ETF    05/07/2013
          Direxion     BRZS KORZ pdf  Listing of 2 Direxion ETFs    04/29/2013
          iShares     Multiple pdf  Listing of 4 iShares ETFs    04/17/2013
          iShares     Multiple pdf  Listing of 5 iShares ETFs    04/16/2013
          FlexShares     Multiple pdf  Listing of 3 FlexShares ETFs    04/12/2013
          Direxion     BRZU KORU pdf  Listing of 2 Direxion ETFs    04/08/2013
          State Street     SRLN pdf  Listing of 1 State Street ETF    04/02/2013
          Global X     AZIA  NGE pdf  Listing of 2 Global X ETFs    04/01/2013
          Market Vectors     THHY pdf  Listing of 1 Market Vectors ETF    03/20/2013
          iShares     MUAG pdf  Listing of 1 iShares ETF    03/19/2013
          AdvisorShares     MINC pdf  Listing of 1 AdvisorShares ETF     03/18/2013
          Barclays     ATMP pdf  Listing of 1 Barclays ETN     03/11/2013
          Global X     DIV pdf  Listing of 1 Global X ETF     03/08/2013
          ALPS     HVPW pdf  Listing of 1 ALPS ETF    02/26/2013
          State Street     LGLV  SMLV pdf  Listing of 2 State Street ETFs    02/19/2013
          PowerShares     XMLV  XSLV pdf  Listing of 2 PowerShares ETFs    02/13/2013
          Guggenheim     FXSG pdf  Listing of 1 Guggenheim ETV    02/11/2013
          PIMCO     FORX pdf  Listing of 1 PIMCO ETF    02/11/2013
          First Trust     FPE pdf  Listing of 1 First Trust ETF    02/08/2013
          Exchange Traded Concepts     YMLI pdf  Listing of 1 Exchange Traded Concepts ETF     02/08/2013
          Market Vectors     BIZD pdf  Listing of 1 Market Vectors ETF     02/08/2013
          Exchange Traded Concepts     FLAG pdf  Listing of 1 Exchange Traded Concepts ETF     01/31/2013
          Global X     MLPJ pdf  Listing of 1 Global X ETF     01/11/2013
          Barclays     IMLP pdf  Listing of 1 Barclays ETN     01/02/2013
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