|
| Issuer Name |
Symbol(s) |
Announcement
|
Date
|
| Merrill Lynch |
SFO |
SFO Called for Redemption (pdf) |
11/20/2009 |
| Merrill Lynch |
DJL, SXC |
Upcoming Suspensions on 11/9/2009 (pdf) |
11/04/2009 |
| Life Sciences Research, Inc. |
LSR |
Life Sciences Research, Inc.--Merger (pdf) |
10/30/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 10/26/2009 (pdf) |
10/26/2009 |
| Morgan Stanley |
SOU |
Upcoming Suspension on 10/20/2009 (pdf) |
10/19/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 10/5/2009 (pdf) |
10/05/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 9/28/2009 (pdf) |
09/28/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 9/21/2009 (pdf) |
09/21/2009 |
| Morgan Stanley |
AMK |
Upcoming Suspension on 9/21/2009 (pdf) |
09/14/2009 |
| Deutsche Bank |
DXO |
UPDATE 9/10/2009: PowerShares DB Crude Oil Double Long ETN--Redemption (pdf) |
09/10/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 8/31/2009 (pdf) |
08/31/2009 |
| China Mass Media |
CMM |
CMM Transfer to NYSE (pdf) |
08/24/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 8/24/2009 (pdf) |
08/24/2009 |
| Merrill Lynch |
AVN |
REVISED: AVN Called for Redemption (pdf) |
08/19/2009 |
| Various |
PBA, MZJ |
Upcoming Suspensions--Week of 8/10/2009 (pdf) |
08/10/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 8/3/2009 (pdf) |
08/03/2009 |
| AirShares |
ASO |
UPDATED: AirShares Liquidation (pdf) |
08/03/2009 |
| Various |
MCB, SRK |
Upcoming Suspensions--Week of 7/27/2009 (pdf) |
07/27/2009 |
| AirShares |
ASO |
AirShares EU Carbon Allowances Fund--Liqudation (pdf) |
07/24/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 7/13/2009 (pdf) |
07/13/2009 |
| Citigroup Funding Inc. |
EAZ, EGJ |
Upcoming Suspensions--Week of 7/6/2009 (pdf) |
07/06/2009 |
| Jaguar Mining Inc |
JAG |
Jaguar Mining Inc--Transfer to NYSE (pdf) |
07/02/2009 |
| Morgan Stanley |
JPK, BGD |
Upcoming Suspensions--Week of 6/29/2009 (pdf) |
06/29/2009 |
| Morgan Stanley |
SUO, SVG |
Suspended From Trading--6/22/2009 (pdf) |
06/25/2009 |
| Merrill Lynch |
Multiple |
Upcoming Suspensions--Week of 6/22/2009 (pdf) |
06/23/2009 |
| MacroShares $100 Oil |
DOY, UOY |
UPDATED: MacroShares $100 Oil Up/Down Trusts--Termination (pdf) |
06/17/2009 |
| American Dairy Inc. |
ADY |
American Dairy Inc--Transfer to NYSE (pdf) |
06/05/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 6/1/2009 (pdf) |
06/01/2009 |
| Citigroup Funding |
PFT |
Upcoming Suspensions--Week of 5/25/2009 (pdf) |
05/26/2009 |
| JPMorgan Chase |
BSR |
BearLinx Alerian MLP Select Index ETN--Voluntary Delisting (pdf) |
05/22/2009 |
| Morgan Stanley |
BSL, DCV |
Upcoming Suspensions--Week of 5/18/2009 (pdf) |
05/18/2009 |
| Vanguard Nat'l Res |
VNR |
Vanguard Natural Resources--Transfer Update (pdf) |
05/06/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 5/4/2009 (pdf) |
05/04/2009 |
| PowerShares Trusts |
Multiple |
PowerShares ETF Trusts--Liquidation of Certain Funds (pdf) |
05/04/2009 |
| Vanguard Nat'l Res |
VNR |
Vanguard Natural Resources--Transfer to NYSE (pdf) |
05/04/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 4/27/2009 (pdf) |
04/28/2009 |
| Various |
SKE, TQK |
Upcoming Suspensions--Week of 4/20/2009 (pdf) |
04/13/2009 |
| Swedish Export |
MIS, NEH |
Upcoming Suspensions--Week of 4/6/2009 (pdf) |
04/06/2009 |
| Morgan Stanley |
TPA |
TPA Suspended 3/31/09 (pdf) |
03/31/2009 |
| Various |
Multiple |
Upcoming Suspensions--Week of 4/6/2009 (pdf) |
03/31/2009 |
|
Credit Suisse
|
Multiple
|
ELEMENTS Suspensions (pdf)
|
03/30/2009
|
|
Morgan Stanley
|
BXB
|
BXB Called for Redemption (pdf)
|
03/26/2009
|
| Various |
Multiple |
Upcoming Suspensions Week of 3/23/2009 (pdf) |
03/24/2009 |
| Netezza Corporation |
NZ |
Netezza Corporation--Transfer to NYSE (pdf) |
03/23/2009 |
| Compellent Technologies |
CML |
Compellent Technologies--Transfer to NYSE (pdf) |
03/23/2009 |
| SPA ETF Trust |
Multiple |
SPA ETF Trust Liquidation (pdf) |
03/16/2009 |
| Morgan Stanley |
ANY |
Upcoming Suspensions Week of 3/16/2009 (pdf) |
03/16/2009 |
| Quicksilver |
KGS |
Quicksilver Gas Services--Transfer to NYSE (pdf) |
03/11/2009 |
| Merrill Lynch |
RET |
RET Called for Redemption (pdf) |
03/11/2009 |
| Various |
Multiple |
Upcoming Suspensions Week of 03/02/2009 (pdf) |
03/02/2009 |
| Various |
Multiple |
Upcoming Suspensions Week of 02/25/2009 (pdf) |
02/24/2009 |
| Morgan Stanley |
RXB |
Upcoming Suspension on 03/12/2009 (pdf) |
02/18/2009 |
| Merrill Lynch |
BCU |
Suspension Effective Today BCU 02/17/2009 (pdf) |
02/17/2009 |
| Morgan Stanley |
MNM, RLL |
Upcoming Suspensions on 02/20/2009 (pdf) |
02/17/2009 |
| Merril, Morgan & Citi |
Multiple |
Suspensions/Certificate Maturity Dates (pdf) |
02/16/2008 |
| Citigroup and Merrill |
Multiple |
Certificate Maturities for the Week of 02/02/2009 (pdf) |
02/03/2009 |
| China Distance Ed |
DL |
China Distance Education--Transfer to NYSE (pdf) |
02/03/2009 |
| Nasdaq 100 |
NAS |
NAS Maturity (pdf) |
01/28/2009 |
| NETS |
Multiple |
NETS Trust Liquidation (pdf) |
01/28/2009 |
| Merrill Lynch |
GZV |
Trader Update Suspension GZV (pdf) |
01/15/2009 |
| Merrill Lynch |
BJT |
BJT Suspension (pdf) |
01/07/2009 |