|
|
| Issuer Name |
Symbol(s) |
Announcement
|
Date
|
| OOK Advisors |
TXF |
Listing of TXF Large Companies ETF (pdf) |
11/2/2009 |
| Bank of America |
SKN, RIH |
Listing of 2 Bank of America Certificates (pdf) |
11/2/2009 |
| Charles Schwab |
SCHB, SCHX, SCHA, SCHF |
Listing of 4 Schwab ETFs (pdf) |
10/30/2009 |
| PIMCO |
FIVZ, ZROZ |
Listing of 2 PIMCO ETFs (pdf) |
10/29/2009 |
| OOK Advisors |
OOK |
Listing of OOK, Inc. (pdf) |
10/27/2009 |
| UBS |
DJCI |
Listing of UBS E-TRACS ETN (pdf) |
10/27/2009 |
| IndexIQ |
CPI, GRES |
Listing of 2 IndexIQ ETFs (pdf) |
10/23/2009 |
| Jefferies |
CRBA, CRBI |
Listing of 2 Jefferies ETFs (pdf) |
10/23/2009 |
| Citigroup |
ESK, EVD |
Listing of 2 Citigroup Certificates (pdf) |
10/23/2009 |
| Claymore |
YAO |
UPDATE: Listing of 1 Claymore ETF (pdf) |
10/14/2009 |
| Bank of America |
MLA |
Listing of 1 Bank of America Certificate (pdf) |
10/2/2009 |
| Grail Advisors |
RPX, RWG, RPQ, RFF |
UPDATE: Listing of 4 Grail Advisors ETFs (pdf) |
9/30/2009 |
| iShares |
ESR |
Listing of 1 iShares ETF (pdf) |
9/30/2009 |
| Bank of America |
SKL |
Listing of 1 Bank of America Certificate (pdf) |
9/29/2009 |
| Citigroup |
MHC |
Listing of 1 Citigroup Certificate (pdf) |
9/24/2009 |
| Citigroup |
ESB, ETD, BLN |
Listing of 3 Citigroup Certificates (pdf) |
9/23/2009 |
| iShares |
IWL, IWX, IWY |
Listing of 3 iShares ETFs (pdf) |
9/23/2009
|
| US Commodity Funds |
DNO |
Listing of the United States Short Oil Fund (pdf) |
9/22/2009
|
| SPDR ETFs |
VRD |
Listing of SPDR S&P VRDO Municipal Bond ETF (pdf) |
9/22/2009
|
| ALPS ETF Trust |
CRBQ |
Listing of 1 ALPS ETF (pdf) |
9/17/2009
|
| SPDR Series Trust |
PSK |
Listing of 1 SPDR Series Trust ETF (pdf) |
9/15/2009
|
| AdvisorShares |
DENT |
Listing of the Dent Tactical ETF (pdf) |
9/14/2009
|
| Emerging Global |
EFN |
Listing of 1 Emerging Global Shares ETF (pdf) |
9/14/2009
|
| PIMCO |
TENZ |
Listing of PIMCO 7-15 Yr US Treasury Index Fund (pdf) |
9/9/2009 |
| ETFS Gold Trust |
SGOL |
Listing of ETFS Gold Trust (pdf) |
9/4/2009 |
| AdvisorShares |
DENT |
UPDATE: Listing of the Dent Tactical ETF (pdf) |
9/2/2009 |
| PIMCO |
LTPZ, TIPZ |
Listing of 2 PIMCO ETFs (pdf) |
9/2/2009 |
| Bank of America |
SPC, SOG |
Listing of 1 BAC and 1 SEK Certificate (pdf) |
9/1/2009 |
| Citigroup |
ESM, MJC |
Listing of 2 Citigroup Certificates (pdf) |
8/24/2009 |
| PIMCO |
STPZ |
Listing of PIMCO 1-5 Year U.S. TIPS Index Fund (pdf)
|
8/21/2009 |
| ProShares |
TBF |
Listing of ProShares Short 20+ Year Treasury (pdf)
|
8/20/2009 |
| Global X |
GXF |
Listing of Global X FTSE Nordic 30 ETF (pdf)
|
8/12/2009 |
| Van Eck |
VNM |
Listing of Market Vectors Vietnam ETF (pdf) |
8/11/2009 |
| Bank of America, SEK |
SBA, SGN, SPO |
Listing of 3 Bank of America Certificates (pdf) |
8/3/2009 |
| Bank of America |
MKF |
Listing of 1 Bank of America Certificate (pdf) |
7/29/2009 |
| Citigroup |
MUK, MTY |
Listing of 2 Citigroup Certificates (pdf) |
7/27/2009 |
| Citigroup |
EIF |
Listing of 1 Citigroup Certificate (pdf) |
7/23/2009 |
| ETF Securities |
SIVR |
Listing of ETFS Silver Trust (pdf) |
7/22/2009 |
| Emerging Global |
EEG |
Listing of 1 Emerging Global Shares ETF (pdf) |
7/17/2009 |
| Direxion |
DRN,DRV |
Listing of 2 Direxion ETFs (pdf) |
7/13/2009 |
| ProShares |
CSM |
Listing of the ProShares 130/30 (pdf) |
7/09/2009 |
| ALPS |
EQL |
Listing of the ALPS Equal Sector Weight ETF (pdf) |
7/01/2009 |
| ProShares |
UWC, TWQ |
Listing of 2 ProShares ETFs (pdf) |
6/29/2009 |
| Multiple |
SAJ, SVW, RHA |
Listing of 3 Bank of America Certificates (pdf) |
6/29/2009 |
| MacroMarkets |
UMM, DMM |
Listing of MacroShares Paired Trusts (pdf) |
6/29/2009 |
| Javelin |
JVS |
Listing of 1 Javelin ETF (pdf) |
6/26/2009 |
| Citigroup |
MKZ |
Listing of 1 Citigroup Certificate (pdf) |
6/24/2009 |
| Citigroup |
MBF |
Listing of 1 Citigroup Certificate (pdf) |
6/23/2009 |
| ProShares |
UPRO, SPXU |
Listing of 2 ProShares ETF (pdf) |
6/23/2009 |
| Citigroup |
EIR |
Listing of 1 Citigroup Certificate (pdf) |
6/22/2009 |
| iShares |
EPU |
iShares MSCI All Peru Capped Index Fund (pdf) |
6/19/2009 |
| ProShares |
EPV, JPX, BZQ, SMK |
Listing of 4 ProShares ETF (pdf) |
6/16/2009 |
| IndexIQ |
MCRO |
Listing of IQ Hedge Macro Tracker ETF (pdf) |
6/05/2009 |
| ProShares |
Multiple |
Listing of 4 ProShares ETFs (pdf) |
6/02/2009 |
| Bank of America |
Multiple |
Listing of Bank of America Certificates (pdf) |
6/01/2009 |
| PIMCO |
TUZ |
PIMCO 1-3 Year U.S. Treasury Index Fund (pdf) |
6/01/2009 |
| Bank of America Corp |
MBL |
Listing of 1 Bank of America Certificate (pdf) |
5/27/2009 |
| Citigroup |
MBC |
Listing of 1 Citigroup Funding Inc. Certificate (pdf) |
5/21/2009 |
| Citigroup & JP Morgan |
EDF,EBB,BJG |
Listing of 3 Certificates (pdf) |
5/20/2009 |
| Emerging Global |
EMT, EEO |
Listing of 2 EGA Emerging Global Shares ETFs (pdf) |
5/19/2009 |
| Bank of America Corp |
CEZ, AKL, SGO, ECV |
Listing of 4 Certificates (pdf) |
5/13/2009 |
| Van Eck |
BRF |
Market Vectors Brazil Small-Cap ETF (pdf) |
5/12/2009 |
| Citigroup |
ABI |
Listing of 1 Citigroup Certificate (pdf) |
5/6/2009 |
| WisdomTree |
CEW |
WisdomTree Dreyfus Emerging Currency Fund (pdf) |
5/1/2009 |
| Grail Advisors |
GVT |
Grail American Beacon Large Cap Value ETF (pdf) |
4/30/2009 |
| SPDR |
KME |
SPDR KBW Mortgage Finance ETF (pdf) |
4/28/2009 |
| Bank of America Corp |
GBN |
Listing of 1 Bank of America Certificate (pdf) |
4/27/2009 |
| Citigroup |
MYP |
Listing of 1 Citigroup Certificate (pdf) |
4/27/2009 |
| Citigroup |
ELU |
Listing of 1 Citigroup Certificate (pdf) |
4/23/2009 |
| Bank of America Corp |
MPE |
Listing of 1 Bank of America Certificate (pdf) |
4/23/2009 |
| Direxion Shares |
Multiple |
Listing of 4 Direxion Shares ETFs (pdf) |
4/14/2009 |
| SPDRS |
CWB |
SPDR Barclays Capital Convertible Bond ETF (pdf) |
4/14/2009 |
| Safety First Trust |
AJB |
Safety First Trust Certificate by Citigroup IPO (pdf) |
4/13/2009 |
| Bank of America |
SEO |
Listing of 1 Bank of America Certificate (pdf) |
4/6/2009 |
| Claymore |
UBD, UEM |
Transfer of 2 Claymore ETFs (pdf) |
4/3/2009 |
| Vanguard |
VSS |
Listing of 1 Vanguard ETF (pdf) |
4/2/2009 |
| JPMorgan Chase & Co. |
AMJ |
Listing of JPMorgan Alerian MLP Index ETN (pdf) |
4/1/2009 |
| Bank of America |
SHK |
Listing of 1 Bank of America Certificate (pdf) |
3/30/2009 |
| Bank of America |
SCT |
Listing of 1 Bank of America Certificate (pdf) |
3/252009 |
| Citigroup |
MKN |
Listing of 1 Citigroup Certificate (pdf) |
3/25/2009 |
| Morgan Stanley |
BJI, SNZ |
Listing of 2 Morgan Stanley Certificates (pdf) |
3/25/2009 |
| Citigroup |
EPC |
Listing of Citigroup Certificate (pdf) |
3/25/2009 |
| Tracker |
QAI |
Listing of IQShares Trust ETF (pdf) |
3/24/2009 |
| Barclays |
LWC |
Barclays Capital Long Term Credit Bond ETF (pdf) |
3/09/2009 |
| SEK |
AQD, ABY |
Lising of 2 SEK Certificates (pdf) |
3/04/2009 |
| Bank of America |
SHR, CFU, SDE |
Listing of 3 Bank of America Certificates (pdf) |
3/04/2009 |
| Bank of America |
MGJ |
Listing of 1 Bank of America Certificate (pdf) |
2/23/2009 |
| Citigroup |
MOU |
Listing of 1 Citigroup Certificate (pdf) |
2/23/2009 |
| Morgan Stanley |
ANG |
Listing Morgan Stanley Certificate (pdf) |
2/23/2009 |
| SPDRS |
SPY, MDY |
Transfer of SPY and MDY to NYSE Arca (pdf) |
2/18/2009 |
| China Distance |
DL |
DL Listing Transfer (pdf) |
2/03/2009 |
| SPDR Barclays |
ITR |
SPDR Barclays Capital Intermediate Bond ETF (pdf) |
2/04/2009 |
| Global X/InterBolsa |
GXG |
Global X/InterBolsa FTSE Colombia 20 ETF (pdf) |
2/04/2009 |
| Market Vectors |
HYD |
Market Vectors ETF IPO (pdf) |
2/03/2009 |
| SEK |
SBG, SBK |
SEK Certificates (pdf) |
2/03/2009 |
| Bank of America |
DMH, SLD, SKC |
Listing of 3 Bank of America Certificates (pdf) |
2/03/2009 |
| Market Vectors |
PRB |
Market Vectors ETF IPO (pdf) |
1/28/2009 |
| iPath |
VXX, VXZ |
2 iPath VIX Futures ETNs (pdf) |
1/28/2009 |
| Morgan Stanley |
SBF |
1 Morgan Stanley Certificate (pdf) |
1/26/2009 |
| Citigroup |
EJQ |
Citigroup Certificate (pdf) |
1/23/2009 |
| SPDR ETFs |
BWZ, MBG |
SPDR ETFs (pdf) |
1/22/2009 |
| Claymore |
FAA |
Claymore/NYSE Arca Airline ETF (pdf) |
1/22/2009 |
| RevenueShares |
RWV |
RevenueShares Navellierl A-100 Fund (pdf) |
1/22/2009 |
| Market Vectors |
IDX |
Market Vectors ETF IPO (pdf) |
1/16/2009 |
| SEK Certificates |
RFW, SCB, SPD, MKE |
4 SEK Certificates (pdf) |
1/12/2009 |
| Direxion |
MWY, MWN |
2 Direxion ETFs (pdf) |
1/06/2009 |