|
|
| Issuer Name |
Symbol(s) |
Announcement
|
Date Posted
|
| ProShares |
VIXY, VIXM |
Listing of 2 ProShares ETFs (pdf) |
12/31/2010
|
| ProShares |
RALS |
Listing of 1 ProShares ETF (pdf) |
12/6/2010
|
| Royal Bank of Scotland |
TRND |
Listing of 1 RBS ETN (pdf) |
12/6/2010
|
| Rydex |
Multiple |
Listing of 5 Rydex ETFs (pdf) |
12/6/2010
|
| Direxion |
NUGT, DUST, FLYX |
Listing of 3 Direxion ETFs (pdf) |
12/6/2010
|
| ETF Securities |
WITE |
Listing of 1 ETF Securities ETV (pdf) |
12/1/2010
|
| iShares |
STIP |
Listing of 1 iShares ETF (pdf) |
12/1/2010
|
| PowerShares |
Multiple |
Listing of 4 PowerShares ETFs (pdf) |
11/30/2010
|
| UBS |
XVIX |
Listing of 1 UBS ETN (pdf) |
11/29/2010
|
| AdvisorShares |
HYLD |
Listing of 1 AdvisorShares ETF (pdf) |
11/29/2010
|
| Barclays Bank PLC |
Multiple |
Listing of 11 iPath ETNs (pdf) |
11/26/2010
|
| Credit Suisse |
Multiple |
UPDATE: Listing of 6 VelocityShares ETNs (pdf) |
11/26/2010
|
| Citigroup |
CVOL |
Listing of 1 Citigroup ETN (pdf) |
11/11/2010
|
| iShares |
ERUS |
Listing of 1 iShares ETF (pdf) |
11/8/2010
|
| Global X |
NORW |
Listing of 1 Global X ETF (pdf) |
11/8/2010
|
| Global X |
URA |
Listing of 1 Global X ETF (pdf) |
11/3/2010
|
| Global X |
GLDX |
Listing of 1 Global X ETF (pdf) |
11/2/2010
|
| UBS |
MLPW |
Listing of 1 UBS ETN (pdf) |
10/28/2010
|
| PIMCO |
TRSY |
Listing of 1 PIMCO ETF (pdf) |
10/28/2010
|
| Sprott |
PSLV |
Updated: Listing of 1 Sprott ETV (pdf) |
10/28/2010
|
| Van Eck |
REMX |
Listing of 1 Van Eck ETF (pdf) |
10/26/2010
|
| AdvisorShares |
GTAA |
Listing of 1 AdvisorShares ETF (pdf) |
10/22/2010
|
| ETF Securities |
GLTR |
Listing of 1 ETF Securities ETV (pdf) |
10/20/2010
|
| Van Eck |
PEK |
Updated: Listing of 1 Van Eck ETF (pdf) |
10/12/2010
|
| JPMorgan Chase |
DSTJ, DSXJ |
Listing of 2 JPMorgan ETNs (pdf) |
10/1/2010
|
| Credit Suisse |
CSMA |
Listing of 1 Credit Suisse ETN (pdf) |
9/30/2010
|
| UBS |
MLPS |
Listing of 1 UBS ETN (pdf) |
9/27/2010
|
| iShares |
EWZS, ECNS, EPHE |
Listing of 3 iShares ETFs (pdf) |
9/27/2010
|
| WisdomTree |
CCX |
Listing of 1 WisdomTree ETF (pdf) |
9/22/2010
|
| PIMCO |
BABZ, CORP |
Listing of 2 PIMCO ETF (pdf) |
9/17/2010
|
| State Street |
GNR |
Listing of 1 State Street ETF (pdf) |
9/10/2010
|
| Emerging Global |
ECON |
Listing of 1 Emerging Global ETF (pdf) |
9/10/2010
|
| Vanguard |
Multiple |
Listing of 9 Vanguard ETFs (pdf) |
9/7/2010
|
| iShares |
ENZL |
Listing of 1 iShares ETF (pdf) |
8/31/2010
|
| Bank of America |
SOS |
Listing of 1 Bank of America Certificate (pdf) |
8/31/2010
|
| Barclays Bank PLC |
VQT |
Listing of 1 Barclays ETN (pdf) |
8/30/2010
|
| ALPS |
AMLP |
Listing of 1 ALPS ETF (pdf) |
8/23/2010
|
| Van Eck |
SCIF |
Listing of 1 Van Eck ETF (pdf) |
8/23/2010
|
| Emerging Global |
INXX |
Listing of 1 Emerging Global ETF (pdf) |
8/9/2010
|
| Barclays Bank PLC |
Multiple |
Listing of 8 iPath ETNs (pdf) |
8/6/2010
|
| USCF |
USCI |
Listing of 1 USCF ETV (pdf) |
8/6/2010
|
| Bank of America |
CDK, ACK, MHM |
Listing of 3 Bank of America Certificates (pdf) |
8/5/2010
|
| WisdomTree |
ELD |
Listing of 1 WisdomTree ETF (pdf) |
8/5/2010
|
| Charles Schwab |
SCHP, SCHO, SCHR |
Listing of 3 Schwab ETFs (pdf) |
8/3/2010
|
| Global X |
BRAF |
Listing of 1 Global X ETF (pdf) |
7/27/2010
|
| Van Eck |
EMLC |
Listing of 1 Van Eck ETF (pdf) |
7/21/2010
|
| Global X |
LIT |
Listing of 1 Global X ETF (pdf) |
7/21/2010
|
| AdvisorShares |
AADR |
Listing of 1 AdvisorShares ETF (pdf) |
7/19/2010
|
| Barclays Bank PLC |
XXV |
Updated: Listing of 1 Barclays ETN (pdf) |
7/15/2010
|
| iShares |
Multiple |
Listing of 9 iShares ETFs (pdf) |
7/14/2010
|
| Direxion |
RETL, RETS, FCGL, FCGS |
Listing of 4 Direxion ETFs (pdf) |
7/13/2010
|
| UBS |
MLPG |
Listing of 1 UBS ETN (pdf) |
7/12/2010
|
| AdvisorShares |
GRV |
Listing of 1 AdvisorShares ETF (pdf) |
7/7/2010
|
| Global X |
BRAQ |
Listing of 1 Global X ETF (pdf) |
7/6/2010
|
| UBS |
MLPL |
Listing of UBS 2x Long MLP ETN (pdf) |
7/2/2010
|
| Emerging Global |
SCIN |
Listing of 1 Emerging Global ETF (pdf) |
7/2/2010
|
| Bank of America |
SNK, DFF |
Listing of 2 Bank of America Certificates (pdf) |
6/28/2010
|
| Deutsche Bank |
SBND, LBND |
Updated: Listing of 2 PowerShares DB ETNs (pdf) |
6/25/2010
|
| Van Eck |
PEK |
Updated: Listing of 1 Van Eck ETF (pdf) |
6/21/2010
|
| Global X |
BRAZ |
Listing of 1 Global X ETF (pdf) |
6/21/2010
|
| Claymore |
SEA |
Listing of 1 Claymore ETF (pdf) |
6/9/2010
|
| Teucrium |
CORN |
Listing of the Teucrium Corn Fund (pdf) |
6/7/2010
|
| Barclays Bank PLC |
Multiple |
Updated: Listing of 22 iPath ETNs (pdf) |
6/4/2010
|
| Claymore |
Multiple |
Listing of 7 Claymore ETFs (pdf) |
6/3/2010
|
| Bank of America |
CGQ, MSC, ADJ |
Listing of 3 Bank of America Certificates (pdf) |
6/2/2010
|
| PowerShares |
PICB |
Listing of 1 PowerShares ETF (pdf) |
6/1/2010
|
| USCF |
BNO |
Listing of 1 USCF ETV (pdf) |
5/28/2010
|
| Pax World |
ETFY |
Updated: Listing of 1 Pax World ETF (pdf) |
5/25/2010
|
| iShares |
EPOL |
Listing of 1 iShares ETF (pdf) |
5/25/2010
|
| State Street |
IBND |
Listing of 1 State Street Fixed Income ETF (pdf) |
5/18/2010
|
| Pax World |
NASI |
Listing of 1 Pax World ETF (pdf) |
5/17/2010
|
| Index IQ |
TWON |
Listing of 1 Index IQ ETF (pdf) |
5/17/2010
|
| State Street |
BABS |
Listing of 1 State Street Fixed Income ETF (pdf) |
5/11/2010
|
| US One |
ONEF |
Listing of the One Fund (pdf) |
5/7/2010
|
| iShares |
EIDO, EIRL, EUSA |
Listing of 3 iShares ETFs (pdf) |
5/5/2010
|
| Bank of America |
CVF, MHW, SMY |
Listing of 3 Bank of America Certificates (pdf) |
5/4/2010
|
| ProShares |
UBR, UXJ, UPV, UMX |
Listing of 4 ProShares ETFs (pdf) |
4/27/2010 |
| ProShares |
KRU, KRS |
Listing of 2 ProShares ETFs (pdf) |
4/20/2010 |
| Global X |
COPX, SIL |
Listing of 2 Global X ETFs (pdf) |
4/16/2010 |
| Index IQ |
SKOR |
Listing of 1 Index IQ ETF (pdf) |
4/12/2010 |
| Credit Suisse |
MLPN |
Updated: Listing of 1 Credit Suisse ETN (pdf) |
4/9/2010 |
| Javelin |
JCO |
Updated: Listing of 1 Javelin ETF (pdf) |
4/7/2010 |
| Van Eck |
LATM |
Listing of 1 Van Eck ETF (pdf) |
4/5/2010 |
| Old Mutual |
GSW, GSZ, GSO |
Listing of 3 Old Mutual ETFs (pdf) |
4/1/2010 |
| Bank of America |
SDA |
Listing of Bank of America Certificate (pdf) |
3/31/2010 |
| Bank of America |
LDX |
Listing of 1 Bank of America Certificate (pdf) |
3/31/2010 |
| UBS |
MLPI |
Listing of 1 UBS ETN (pdf) |
3/30/2010 |
| Index IQ |
CNDA, KROO |
Listing of 2 Index IQ ETFs (pdf) |
3/19/2010 |
| ProShares |
REK, SBM, YXI |
Listing of 3 ProShares ETFs (pdf) |
3/16/2010 |
| Bank of America |
ADF |
Listing of 1 Bank of America certificate (pdf) |
3/15/2010 |
| Direxion |
Multiple |
Listing of 6 Direxion ETFs (pdf) |
3/9/2010 |
| State Street |
RBL |
Listing of 1 SPDR ETF (pdf) |
3/9/2010 |
| Claymore |
WFVK, WXSP, WREI |
Listing of 3 Claymore ETFs (pdf) |
3/5/2010 |
| Bank of America |
AMY, MQC, SMU, LMZ |
Listing of 4 Bank of America Certificates (pdf) |
3/2/2010 |
| Sprott |
PHYS |
Listing of 1 Sprott ETV (pdf) |
2/25/2010 |
| Direxion |
TWOL, TWOZ |
Listing of 2 Direxion ETFs (pdf) |
2/23/2010 |
| Emerging Global |
BRXX |
Listing of 1 Emerging Global ETF (pdf) |
2/22/2010 |
| Credit Suisse |
CSLS |
Listing of 1 Credit Suisse ETN (pdf) |
2/18/2010 |
| PowerShares |
PCEF |
Listing of 1 PowerShares ETF (pdf) |
2/17/2010 |
| Van Eck |
EGPT |
Listing of 1 Van Eck ETF (pdf) |
2/16/2010 |
| Emerging Global |
CHXX |
Listing of 1 Emerging Global ETF (pdf) |
2/12/2010 |
| Old Mutual |
GSD |
Listing of 1 GlobalShares ETF (pdf) |
2/9/2010 |
| ProShares |
Multiple |
Listing of 6 ProShares ETFs (pdf) |
2/9/2010 |
| Bank of America |
SYO |
Listing of 1 Bank of America Certificate (pdf) |
2/4/2010 |
| Bank of America |
AGR, SHN, ALO, MPD |
Updated: Listing of 4 Bank of America Certificates(pdf) |
2/1/2010 |
| PIMCO |
SMMU |
Listing of 1 PIMCO ETF (pdf) |
1/29/2010 |
| Grail Advisors |
GMMB, GMTB |
Listing of 2 Grail Advisors Active ETFs (pdf) |
1/27/2010 |
| UBS |
SPGH |
Listing of UBS E-TRACS ETN (pdf) |
1/27/2010 |
| ProShares |
UST, UBT |
Listing of 2 ProShares ETFs (pdf) |
1/19/2010
|
| Jefferies |
WCAT |
Listing of 1 Jefferies' ETF (pdf) |
1/15/2010
|
| Global X |
CHIM |
Listing of the Global X China Materials ETF (pdf) |
1/12/2010
|
| Charles Schwab |
SCHC, SCHE |
Listing of 2 Schwab ETFs (pdf) |
1/12/2010
|
| iShares |
Multiple |
Listing of 6 iShares Fixed Income ETFs (pdf) |
1/6/2010
|
| ETF Securities |
PPLT & PALL
|
Listing of 2 ETF Securities ETFs (pdf) |
1/6/2010
|