Trader Updates - NYSE Arca Equities

Client Notices

 

Short Sell Restrictions

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New Listings |  Delistings  |  Mergers/Spin-offs/Changes  |  Dividends

2010 Announcements on New Listings or Transfers 



Issuer Name Symbol(s)
Announcement

Date Posted

ProShares VIXY, VIXM  pdf  Listing of 2 ProShares ETFs (pdf)

12/31/2010

ProShares RALS  pdf  Listing of 1 ProShares ETF (pdf)

12/6/2010

Royal Bank of Scotland TRND  pdf  Listing of 1 RBS ETN (pdf)

12/6/2010

Rydex Multiple  pdf  Listing of 5 Rydex ETFs (pdf)

12/6/2010

Direxion NUGT, DUST, FLYX  pdf  Listing of 3 Direxion ETFs (pdf)

12/6/2010

ETF Securities WITE  pdf  Listing of 1 ETF Securities ETV (pdf)

12/1/2010

iShares STIP  pdf  Listing of 1 iShares ETF (pdf)

12/1/2010

PowerShares Multiple  pdf  Listing of 4 PowerShares ETFs (pdf)

11/30/2010

UBS XVIX  pdf  Listing of 1 UBS ETN (pdf)

11/29/2010

AdvisorShares HYLD  pdf  Listing of 1 AdvisorShares ETF (pdf)

11/29/2010

Barclays Bank PLC Multiple  pdf  Listing of 11 iPath ETNs (pdf)

11/26/2010

Credit Suisse Multiple  pdf  UPDATE: Listing of 6 VelocityShares ETNs (pdf)

11/26/2010

Citigroup CVOL  pdf  Listing of 1 Citigroup ETN (pdf)

11/11/2010

iShares ERUS  pdf  Listing of 1 iShares ETF (pdf)

11/8/2010

Global X NORW  pdf  Listing of 1 Global X ETF (pdf)

11/8/2010

Global X URA  pdf  Listing of 1 Global X ETF (pdf)

11/3/2010

Global X GLDX  pdf  Listing of 1 Global X ETF (pdf)

11/2/2010

UBS MLPW  pdf  Listing of 1 UBS ETN (pdf)

10/28/2010

PIMCO TRSY  pdf  Listing of 1 PIMCO ETF (pdf)

10/28/2010

Sprott PSLV  pdf  Updated: Listing of 1 Sprott ETV (pdf)

10/28/2010

Van Eck REMX  pdf  Listing of 1 Van Eck ETF (pdf)

10/26/2010

AdvisorShares GTAA  pdf  Listing of 1 AdvisorShares ETF (pdf)

10/22/2010

ETF Securities GLTR  pdf  Listing of 1 ETF Securities ETV (pdf)

10/20/2010

Van Eck PEK  pdf  Updated: Listing of 1 Van Eck ETF (pdf)

10/12/2010

JPMorgan Chase DSTJ, DSXJ  pdf  Listing of 2 JPMorgan ETNs (pdf)

10/1/2010

Credit Suisse CSMA  pdf  Listing of 1 Credit Suisse ETN (pdf)

9/30/2010

UBS MLPS  pdf  Listing of 1 UBS ETN (pdf)

9/27/2010

iShares EWZS, ECNS, EPHE  pdf  Listing of 3 iShares ETFs (pdf)

9/27/2010

WisdomTree CCX  pdf  Listing of 1 WisdomTree ETF (pdf)

9/22/2010

PIMCO BABZ, CORP  pdf  Listing of 2 PIMCO ETF (pdf)

9/17/2010

State Street GNR  pdf  Listing of 1 State Street ETF (pdf)

9/10/2010

Emerging Global ECON  pdf  Listing of 1 Emerging Global ETF (pdf)

9/10/2010

Vanguard Multiple  pdf  Listing of 9 Vanguard ETFs (pdf)

9/7/2010

iShares ENZL  pdf  Listing of 1 iShares ETF (pdf)

8/31/2010

Bank of America SOS  pdf  Listing of 1 Bank of America Certificate (pdf)

8/31/2010

Barclays Bank PLC VQT  pdf  Listing of 1 Barclays ETN (pdf)

8/30/2010

ALPS AMLP  pdf  Listing of 1 ALPS ETF (pdf)

8/23/2010

Van Eck SCIF  pdf  Listing of 1 Van Eck ETF (pdf)

8/23/2010

Emerging Global INXX  pdf  Listing of 1 Emerging Global ETF (pdf)

8/9/2010

Barclays Bank PLC Multiple  pdf  Listing of 8 iPath ETNs (pdf)

8/6/2010

USCF USCI  pdf  Listing of 1 USCF ETV (pdf)

8/6/2010

Bank of America CDK, ACK, MHM  pdf  Listing of 3 Bank of America Certificates  (pdf)

8/5/2010

WisdomTree ELD  pdf  Listing of 1 WisdomTree ETF (pdf)

8/5/2010

Charles Schwab SCHP, SCHO, SCHR  pdf  Listing of 3 Schwab ETFs (pdf)

8/3/2010

Global X BRAF  pdf  Listing of 1 Global X ETF (pdf)

7/27/2010

Van Eck EMLC  pdf  Listing of 1 Van Eck ETF (pdf)

7/21/2010

Global X LIT  pdf  Listing of 1 Global X ETF (pdf)

7/21/2010

AdvisorShares AADR  pdf  Listing of 1 AdvisorShares ETF (pdf)

7/19/2010

Barclays Bank PLC XXV  pdf  Updated: Listing of 1 Barclays ETN (pdf)

7/15/2010

iShares Multiple  pdf  Listing of 9 iShares ETFs (pdf)

7/14/2010

Direxion RETL, RETS, FCGL, FCGS  pdf  Listing of 4 Direxion ETFs (pdf)

7/13/2010

UBS MLPG  pdf  Listing of 1 UBS ETN (pdf)

7/12/2010

AdvisorShares GRV  pdf  Listing of 1 AdvisorShares ETF (pdf)

7/7/2010

Global X BRAQ  pdf  Listing of 1 Global X ETF (pdf)

7/6/2010

UBS MLPL  pdf  Listing of UBS 2x Long MLP ETN (pdf)

7/2/2010

Emerging Global SCIN  pdf  Listing of 1 Emerging Global ETF (pdf)

7/2/2010

Bank of America SNK, DFF  pdf  Listing of 2 Bank of America Certificates (pdf)

6/28/2010

Deutsche Bank SBND, LBND  pdf Updated: Listing of 2 PowerShares DB ETNs (pdf)

6/25/2010

Van Eck PEK  pdf Updated: Listing of 1 Van Eck ETF (pdf)

6/21/2010

Global X BRAZ  pdf Listing of 1 Global X ETF (pdf)

6/21/2010

Claymore SEA  pdf Listing of 1 Claymore ETF (pdf)

6/9/2010

Teucrium CORN  pdf Listing of the Teucrium Corn Fund (pdf)

6/7/2010

Barclays Bank PLC Multiple  pdf Updated: Listing of 22 iPath ETNs (pdf)

6/4/2010

Claymore Multiple  pdf Listing of 7 Claymore ETFs (pdf)

6/3/2010

Bank of America CGQ, MSC, ADJ  pdf Listing of 3 Bank of America Certificates (pdf)

6/2/2010

PowerShares PICB  pdf Listing of 1 PowerShares ETF (pdf)

6/1/2010

USCF BNO  pdf Listing of 1 USCF ETV (pdf)

5/28/2010

Pax World ETFY  pdf Updated: Listing of 1 Pax World ETF (pdf)

5/25/2010

iShares EPOL  pdf Listing of 1 iShares ETF (pdf)

5/25/2010

State Street IBND  pdf Listing of 1 State Street Fixed Income ETF (pdf)

5/18/2010

Pax World NASI  pdf Listing of 1 Pax World ETF (pdf)

5/17/2010

Index IQ TWON  pdf Listing of 1 Index IQ ETF (pdf)

5/17/2010

State Street BABS  pdf Listing of 1 State Street Fixed Income ETF (pdf)

5/11/2010

US One ONEF  pdf Listing of the One Fund (pdf)

5/7/2010

iShares EIDO, EIRL, EUSA  pdf Listing of 3 iShares ETFs (pdf)

5/5/2010

Bank of America CVF, MHW, SMY  pdf Listing of 3 Bank of America Certificates (pdf)

5/4/2010

ProShares UBR, UXJ, UPV, UMX  pdf Listing of 4 ProShares ETFs (pdf)     4/27/2010
ProShares KRU, KRS  pdf Listing of 2 ProShares ETFs (pdf)     4/20/2010
Global X COPX, SIL  pdf Listing of 2 Global X ETFs (pdf)     4/16/2010
Index IQ SKOR  pdf Listing of 1 Index IQ ETF (pdf)     4/12/2010
Credit Suisse MLPN  pdf Updated: Listing of 1 Credit Suisse ETN (pdf)     4/9/2010
Javelin JCO  pdf Updated: Listing of 1 Javelin ETF (pdf)     4/7/2010
Van Eck LATM  pdf Listing of 1 Van Eck ETF (pdf)     4/5/2010
Old Mutual GSW, GSZ, GSO  pdf Listing of 3 Old Mutual ETFs (pdf)     4/1/2010
Bank of America SDA  pdf Listing of Bank of America Certificate  (pdf)     3/31/2010
Bank of America LDX  pdf Listing of 1 Bank of America Certificate (pdf)     3/31/2010
UBS MLPI  pdf Listing of 1 UBS ETN (pdf)     3/30/2010
Index IQ CNDA, KROO  pdf Listing of 2 Index IQ ETFs (pdf)     3/19/2010
ProShares REK, SBM, YXI  pdf Listing of 3 ProShares ETFs (pdf)     3/16/2010
Bank of America ADF  pdf Listing of 1 Bank of America certificate (pdf)     3/15/2010
Direxion Multiple  pdf Listing of 6 Direxion ETFs (pdf)      3/9/2010
State Street RBL  pdf Listing of 1 SPDR ETF (pdf)      3/9/2010
Claymore WFVK, WXSP, WREI  pdf Listing of 3 Claymore ETFs (pdf)      3/5/2010
Bank of America AMY, MQC, SMU, LMZ  pdf Listing of 4 Bank of America Certificates (pdf)      3/2/2010
Sprott PHYS  pdf Listing of 1 Sprott ETV (pdf)      2/25/2010
Direxion TWOL, TWOZ  pdf Listing of 2 Direxion ETFs (pdf)      2/23/2010
Emerging Global BRXX  pdf Listing of 1 Emerging Global ETF (pdf)      2/22/2010
Credit Suisse CSLS  pdf Listing of 1 Credit Suisse ETN (pdf)      2/18/2010
PowerShares PCEF  pdf Listing of 1 PowerShares ETF (pdf)      2/17/2010
Van Eck EGPT  pdf Listing of 1 Van Eck ETF (pdf)      2/16/2010
Emerging Global CHXX  pdf Listing of 1 Emerging Global ETF (pdf)      2/12/2010
Old Mutual GSD  pdf Listing of 1 GlobalShares ETF (pdf)      2/9/2010
ProShares Multiple  pdf Listing of 6 ProShares ETFs (pdf)      2/9/2010
Bank of America SYO  pdf Listing of 1 Bank of America Certificate (pdf)      2/4/2010
Bank of America AGR, SHN, ALO, MPD  pdf Updated: Listing of 4 Bank of America Certificates(pdf)      2/1/2010
PIMCO SMMU  pdf Listing of 1 PIMCO ETF (pdf)     1/29/2010
Grail Advisors GMMB, GMTB  pdf Listing of 2 Grail Advisors Active ETFs (pdf)     1/27/2010
UBS SPGH  pdf Listing of UBS E-TRACS ETN (pdf)     1/27/2010
ProShares UST, UBT  pdf Listing of 2 ProShares ETFs (pdf)

1/19/2010

Jefferies WCAT  pdf Listing of 1 Jefferies' ETF (pdf)

1/15/2010

Global X CHIM  pdf Listing of the Global X China Materials ETF (pdf)

1/12/2010

Charles Schwab SCHC, SCHE  pdf Listing of 2 Schwab ETFs (pdf)

1/12/2010

iShares Multiple  pdf Listing of 6 iShares Fixed Income ETFs (pdf)

1/6/2010

ETF Securities

PPLT & PALL

 pdf Listing of 2 ETF Securities ETFs (pdf)

1/6/2010