Trader Updates - NYSE Arca Equities
Client Notices  Corporate Actions 
New Listings |  Delistings  |  Mergers/Spin-offs/Changes  |  Dividends

Announcements on New Listings or Transfers 

Issuer Name Symbol(s)
Announcement

Date
OOK Advisors TXF  pdf Listing of TXF Large Companies ETF (pdf) 11/2/2009
Bank of America SKN, RIH  pdf Listing of 2 Bank of America Certificates (pdf) 11/2/2009
Charles Schwab SCHB, SCHX, SCHA, SCHF  pdf Listing of 4 Schwab ETFs (pdf) 10/30/2009
PIMCO FIVZ, ZROZ  pdf Listing of 2 PIMCO ETFs (pdf) 10/29/2009
OOK Advisors OOK  pdf Listing of OOK, Inc. (pdf) 10/27/2009
UBS DJCI  pdf Listing of UBS E-TRACS ETN (pdf) 10/27/2009
IndexIQ CPI, GRES  pdf Listing of 2 IndexIQ ETFs (pdf) 10/23/2009
Jefferies CRBA, CRBI  pdf Listing of 2 Jefferies ETFs (pdf) 10/23/2009
Citigroup ESK, EVD  pdf Listing of 2 Citigroup Certificates (pdf) 10/23/2009
Claymore YAO  pdf UPDATE: Listing of 1 Claymore ETF (pdf) 10/14/2009
Bank of America MLA  pdf Listing of 1 Bank of America Certificate (pdf) 10/2/2009
Grail Advisors RPX, RWG, RPQ, RFF  pdf UPDATE: Listing of 4 Grail Advisors ETFs (pdf) 9/30/2009
iShares ESR  pdf Listing of 1 iShares ETF (pdf) 9/30/2009
Bank of America SKL  pdf Listing of 1 Bank of America Certificate (pdf) 9/29/2009
Citigroup MHC  pdf Listing of 1 Citigroup Certificate (pdf) 9/24/2009
Citigroup ESB, ETD, BLN  pdf Listing of 3 Citigroup Certificates (pdf) 9/23/2009
iShares IWL, IWX, IWY  pdf Listing of 3 iShares ETFs (pdf)

9/23/2009
US Commodity Funds DNO  pdf Listing of the United States Short Oil Fund (pdf)

9/22/2009
SPDR ETFs VRD  pdf Listing of SPDR S&P VRDO Municipal Bond ETF (pdf)

9/22/2009
ALPS ETF Trust CRBQ  pdf Listing of 1 ALPS ETF (pdf)

9/17/2009
SPDR Series Trust PSK  pdf Listing of 1 SPDR Series Trust ETF (pdf)

9/15/2009
AdvisorShares DENT  pdf Listing of the Dent Tactical ETF (pdf)

9/14/2009
Emerging Global EFN  pdf Listing of 1 Emerging Global Shares ETF (pdf)

9/14/2009
PIMCO TENZ  pdf Listing of PIMCO 7-15 Yr US Treasury Index Fund (pdf) 9/9/2009
ETFS Gold Trust SGOL  pdf Listing of ETFS Gold Trust (pdf) 9/4/2009
AdvisorShares DENT  pdf UPDATE: Listing of the Dent Tactical ETF (pdf) 9/2/2009
PIMCO LTPZ, TIPZ  pdf Listing of 2 PIMCO ETFs (pdf) 9/2/2009
Bank of America SPC, SOG  pdf Listing of 1 BAC and 1 SEK Certificate (pdf) 9/1/2009
Citigroup ESM, MJC  pdf Listing of 2 Citigroup Certificates (pdf) 8/24/2009
PIMCO STPZ

 pdf Listing of PIMCO 1-5 Year U.S. TIPS Index Fund (pdf)

8/21/2009
ProShares TBF

 pdf Listing of ProShares Short 20+ Year Treasury (pdf)

8/20/2009
Global X GXF

 pdf Listing of Global X FTSE Nordic 30 ETF (pdf)

8/12/2009
Van Eck VNM  pdf Listing of Market Vectors Vietnam ETF (pdf) 8/11/2009
Bank of America, SEK SBA, SGN, SPO  pdf Listing of 3 Bank of America Certificates (pdf) 8/3/2009
Bank of America MKF  pdf Listing of 1 Bank of America Certificate (pdf) 7/29/2009
Citigroup MUK, MTY  pdf Listing of 2 Citigroup Certificates (pdf) 7/27/2009
Citigroup EIF  pdf Listing of 1 Citigroup Certificate  (pdf) 7/23/2009
ETF Securities SIVR  pdf Listing of ETFS Silver Trust (pdf) 7/22/2009
Emerging Global EEG  pdf Listing of 1 Emerging Global Shares ETF (pdf) 7/17/2009
Direxion DRN,DRV  pdf Listing of 2 Direxion ETFs (pdf) 7/13/2009
ProShares CSM  pdf Listing of the ProShares 130/30 (pdf) 7/09/2009
ALPS EQL  pdf Listing of the ALPS Equal Sector Weight ETF (pdf) 7/01/2009
ProShares UWC, TWQ  pdf Listing of 2 ProShares ETFs (pdf) 6/29/2009
Multiple SAJ, SVW, RHA  pdf Listing of 3 Bank of America Certificates (pdf) 6/29/2009
MacroMarkets UMM, DMM  pdf Listing of MacroShares Paired Trusts (pdf) 6/29/2009
Javelin JVS  pdf Listing of 1 Javelin ETF (pdf) 6/26/2009
Citigroup MKZ  pdf Listing of 1 Citigroup Certificate (pdf) 6/24/2009
Citigroup MBF  pdf Listing of 1 Citigroup Certificate (pdf) 6/23/2009
ProShares UPRO, SPXU  pdf Listing of 2 ProShares ETF (pdf) 6/23/2009
Citigroup EIR  pdf Listing of 1 Citigroup Certificate (pdf) 6/22/2009
iShares EPU  pdf iShares MSCI All Peru Capped Index Fund (pdf) 6/19/2009
ProShares EPV, JPX, BZQ, SMK  pdf Listing of 4 ProShares ETF (pdf) 6/16/2009
IndexIQ MCRO  pdf Listing of IQ Hedge Macro Tracker ETF (pdf) 6/05/2009
ProShares Multiple  pdf Listing of 4 ProShares ETFs (pdf) 6/02/2009
Bank of America Multiple  pdf Listing of Bank of America Certificates (pdf) 6/01/2009
PIMCO TUZ  pdf PIMCO 1-3 Year U.S. Treasury Index Fund (pdf) 6/01/2009
Bank of America Corp MBL  pdf Listing of 1 Bank of America Certificate (pdf) 5/27/2009
Citigroup MBC  pdf Listing of 1 Citigroup Funding Inc. Certificate (pdf) 5/21/2009
Citigroup & JP Morgan EDF,EBB,BJG  pdf Listing of 3 Certificates (pdf) 5/20/2009
Emerging Global EMT, EEO  pdf Listing of 2 EGA Emerging Global Shares ETFs (pdf) 5/19/2009
Bank of America Corp CEZ, AKL, SGO, ECV  pdf Listing of 4 Certificates (pdf) 5/13/2009
Van Eck BRF  pdf Market Vectors Brazil Small-Cap ETF (pdf) 5/12/2009
Citigroup ABI  pdf Listing of 1 Citigroup Certificate (pdf) 5/6/2009
WisdomTree CEW  pdf WisdomTree Dreyfus Emerging Currency Fund (pdf) 5/1/2009
Grail Advisors GVT  pdf Grail American Beacon Large Cap Value ETF (pdf) 4/30/2009
SPDR KME  pdf SPDR KBW Mortgage Finance ETF (pdf) 4/28/2009
Bank of America Corp GBN  pdf Listing of 1 Bank of America Certificate (pdf) 4/27/2009
Citigroup MYP  pdf Listing of 1 Citigroup Certificate (pdf) 4/27/2009
Citigroup ELU  pdf Listing of 1 Citigroup Certificate (pdf) 4/23/2009
Bank of America Corp MPE  pdf Listing of 1 Bank of America Certificate (pdf) 4/23/2009
Direxion Shares Multiple  pdf Listing of 4 Direxion Shares ETFs (pdf) 4/14/2009
SPDRS CWB  pdf SPDR Barclays Capital Convertible Bond ETF (pdf) 4/14/2009
Safety First Trust AJB  pdf Safety First Trust Certificate by Citigroup IPO (pdf) 4/13/2009
Bank of America SEO  pdf Listing of 1 Bank of America Certificate (pdf) 4/6/2009
Claymore UBD, UEM  pdf Transfer of 2 Claymore ETFs (pdf) 4/3/2009
Vanguard VSS  pdf Listing of 1 Vanguard ETF (pdf) 4/2/2009
JPMorgan Chase & Co. AMJ  pdf Listing of JPMorgan Alerian MLP Index ETN (pdf) 4/1/2009
Bank of America SHK  pdf Listing of 1 Bank of America Certificate (pdf) 3/30/2009
Bank of America SCT  pdf  Listing of 1 Bank of America Certificate (pdf) 3/252009
Citigroup MKN  pdf  Listing of 1 Citigroup Certificate (pdf) 3/25/2009
Morgan Stanley BJI, SNZ  pdf Listing of 2 Morgan Stanley Certificates (pdf) 3/25/2009
Citigroup EPC  pdf  Listing of Citigroup Certificate (pdf) 3/25/2009
Tracker QAI  pdf Listing of IQShares Trust ETF (pdf) 3/24/2009
Barclays LWC  pdf Barclays Capital Long Term Credit Bond ETF (pdf) 3/09/2009
SEK AQD, ABY  pdf Lising of 2 SEK Certificates (pdf) 3/04/2009
Bank of America SHR, CFU, SDE  pdf Listing of 3 Bank of America Certificates (pdf) 3/04/2009
Bank of America MGJ  pdf Listing of 1 Bank of America Certificate (pdf) 2/23/2009
Citigroup MOU  pdf Listing of 1 Citigroup Certificate (pdf) 2/23/2009
Morgan Stanley ANG  pdf Listing Morgan Stanley Certificate (pdf) 2/23/2009
SPDRS SPY, MDY  pdf Transfer of SPY and MDY to NYSE Arca (pdf) 2/18/2009
China Distance DL  pdf DL Listing Transfer (pdf) 2/03/2009
SPDR Barclays ITR  pdf SPDR Barclays Capital Intermediate Bond ETF (pdf) 2/04/2009
Global X/InterBolsa GXG  pdf Global X/InterBolsa FTSE Colombia 20 ETF (pdf) 2/04/2009
Market Vectors HYD  pdf  Market Vectors ETF IPO (pdf) 2/03/2009
SEK SBG, SBK  pdf  SEK Certificates (pdf) 2/03/2009
Bank of America DMH, SLD, SKC  pdf  Listing of 3 Bank of America Certificates  (pdf) 2/03/2009
Market Vectors PRB  pdf  Market Vectors ETF IPO (pdf) 1/28/2009
iPath VXX, VXZ  pdf  2 iPath VIX Futures ETNs (pdf) 1/28/2009
Morgan Stanley SBF  pdf  1 Morgan Stanley Certificate (pdf) 1/26/2009
Citigroup EJQ  pdf  Citigroup Certificate (pdf) 1/23/2009
SPDR ETFs BWZ, MBG  pdf  SPDR ETFs (pdf) 1/22/2009
Claymore FAA  pdf  Claymore/NYSE Arca Airline ETF (pdf) 1/22/2009
RevenueShares RWV  pdf  RevenueShares Navellierl A-100 Fund (pdf) 1/22/2009
Market Vectors IDX  pdf  Market Vectors ETF IPO (pdf) 1/16/2009
SEK Certificates RFW, SCB, SPD, MKE  pdf  4 SEK Certificates (pdf) 1/12/2009
Direxion MWY, MWN  pdf  2 Direxion ETFs (pdf) 1/06/2009