NYSE Arca Equities

 
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Trading HoursAuctions  | Types of Orders | Order Processing | CEE Policy | ClearingConnectivity | Rule 605

The SEC Rule 605 (formerly 11Ac1-5) mandates that stock exchanges, dealers and other market centers provide selected data on selected order executions.

To download or view SEC Rule 605 reports for NYSE Arca and Market Center Codes, please click on the appropriate link below. These reports are available as electronic data files downloadable in a raw form appropriate for advanced analytics.

2009 Files

Download 11Ac1-5 reports:

January 2009 (zip)
February 2009 (zip)
March 2009 (zip)
April 2009 (zip)
May 2009 (zip)
June 2009 (zip)
July 2009 (zip)
August 2009 (zip)

Download Market Center Codes:

January 2009 (zip)
February 2009 (zip)
March 2009 (zip)
April 2009 (zip)
May 2009 (zip)
June 2009 (zip)
July 2009 (zip)
August 2009 (zip)