NYSE Arca Equities Fees

For a full description of all fees and charges including Odd-lot, ETP, Regulatory, Market Maker, and other fees and charges as of November 2, 2009 see the NYSE Arca Equities fee schedule.

Learn about our global rebate that rewards high volume trading across market centers:

Global Pricing Structure (pdf)

NYSE Arca’s pricing structure for Exchange transactions pertaining to taking and adding liquidity is summarized in the table below. NOTE: There is no charge for adding liquidity.

NYSE Arca Rates Per 100 Shares

	Tape A (NYSE-Listed)
Average Daily Shares per Month in Tape A,B and C Securities	Rebate for Adding ¹	Fee for Removing	Routing Fee to NYSE ²	Routing Fee to Other Venues
Greater than 25 million shares added and greater than 80 million shares total (added, removed, routed) in Tape ABC	($0.27)	$0.27	$0.16 / $0.18	$0.29
Greater than 15 million shares added and greater than 50 million shares total (added, removed, routed) in Tape ABC	($0.26)	$0.28	$0.16 / $0.18	$0.29
Provide Tier: For ETP Holders and Market Makers that transact an average daily share volume per month greater than 35 million shares in transactions that provide displayed liquidity.	($0.27)	Basic Rate/ Tiered	$0.16/$0.18	$0.29
All Others	($0.23)	$0.30	$0.16 / $0.20	$0.30

	Tape C (Nasdaq-Listed)
Average Daily Shares per Month in Tape A,B and C Securities	Rebate for Adding	Fee for Removing	Routing Fee
Greater than 25 million shares added and greater than 80 million shares total (added, removed, routed) in Tape ABC	($0.27)	$0.27	$0.29
Greater than 15 million shares added and greater than 50 million shares total (added, removed, routed) in Tape ABC	($0.26)	$0.28	$0.29
Provide Tier: For ETP Holders and Market Makers that transact an average daily share volume per month greater than 35 million shares in transactions that provide displayed liquidity.	($0.27)	Basic Rate/Tiered	$0.29
All Others	($0.23)	$0.30	$0.35

	Tape B (NYSE Arca- and Amex-Listed)
Average Daily Shares per Month in Tape A,B and C Securities	Rebate for Adding ³	Fee for Removing	Routing Fee
Greater than 30 million shares added and greater than 90 million shares total (added, removed, routed) in Tape ABC	($0.23)	$0.28	$0.29
Greater than 20 million shares added and greater than 60 million shares total (added, removed, routed) in Tape ABC	($0.22)	$0.28	$0.29
All Others	($0.22)	$0.30	$0.35

1. In Tape A and Tape C securities, the rebate for resting Mid-Point Passive Liquidity (MPL) orders is $0.20 per 100 shares for firms transacting in the first two volume categories above. MPL is an undisplayed limit order that is priced at the mid-point of the Protected Best Bid and Offer (PBBO). MPL orders will generally interact with all order types including contra MPLs and excluding cross or directed orders. MPL orders will be entered as a limit order but are executable only at the mid-point of the NBBO. When the market is locked, eligible MPLs will trade at the locked price. MPLs have a minimum entry and execution size of 100 shares.

2. In Tape A securities, the routing fee to the NYSE using NYSE Arca’s Primary Sweep Order is $0.16 per 100 shares, otherwise the standard routing fee applies as noted in the table. The Primary Sweep Order (PSO ) is a market or limit order that sweeps the NYSE Arca Book and routes any remaining balance to the primary listing market. All orders with a PSO designation should be marketable. Non-marketable orders will function as regular limit orders.

3. In Tape B securities, liquidity providers will receive a higher rebate while the sharing of 50% of Tape B market data revenue will be discontinued. Cross Orders will continue to receive tape revenue credit. Pricing is unchanged for Lead Market Makers.