NYSE Arca Equities Fees
 
Fees

For a full description of all fees and charges including Odd-lot, ETP, Regulatory, Market Maker, and other fees and charges as of July 1, 2008 see the NYSE Arca Equities fee schedule. NYSE Arca’s pricing structure for Exchange transactions is provided in the table below. 

NYSE Arca Rates Per 100 Shares

 

Tape A 
(NYSE-Listed)

Average Daily Shares per Month in Tape A,B and C Securities

Rebate for Adding 1

Fee for Removing

Routing Fee to NYSE 2

Routing Fee to Other Venues

Greater than 45 million shares added and greater than 90 million shares total (added, removed, routed) in Tape ABC

($0.28)

$0.27

$0.06 / $0.08

$0.29

Greater than 30 million shares added and greater than 60 million shares total (added, removed, routed) in Tape ABC

($0.27)

$0.29

$0.06 / $0.08

$0.29

Greater than 85 million shares removed and routed, and greater than 2 million shares routed in Tape ABC

($0.23)

$0.29

$0.06 /  $0.08

$0.285

All Others

($0.23)

$0.29

$0.06 / $0.10

$0.30


 

Tape C 
(Nasdaq-Listed)

Average Daily Shares per Month in Tape A,B and C Securities

Rebate for Adding

Fee for Removing

Routing Fee

Greater than 45 million shares added and greater than 90 million shares total (added, removed, routed) in Tape ABC

($0.28)

$0.27

$0.29

Greater than 30 million shares added and greater than 60 million shares total (added, removed, routed) in Tape ABC

($0.27)

$0.29

$0.29

Greater than 85 million shares removed and routed, and greater than 2 million shares routed in Tape ABC

($0.23)

$0.29

$0.285

All Others

($0.23)

$0.29

$0.35



 

Tape B 
(NYSE Arca- and Amex-Listed)

Average Daily Shares per Month in Tape A,B and C Securities

Rebate for
Adding 3

Fee for Removing

Routing Fee

Greater than 45 million shares added and greater than 90 million shares total (added, removed, routed) in Tape ABC

($0.23)

$0.28

$0.29

Greater than 30 million shares added and greater than 60 million shares total (added, removed, routed) in Tape ABC

($0.22)

$0.28

$0.29

Greater than 85 million shares removed and routed, and greater than 2 million shares routed in Tape ABC

($0.22)      

$0.29

$0.285

All Others

($0.22)

$0.30

$0.35

 

1.    In Tape A securities, the rebate for resting Mid-Point Passive Liquidity (MPL) orders is $0.15 per 100 shares for firms transacting in the first two volume categories above. For the other categories, the rebate for resting MPLs is $0.10 per 100 shares. MPL is an undisplayed limit order that is priced at the mid-point of the Protected Best Bid and Offer (PBBO). MPL orders will generally interact with all order types including contra MPLs and excluding cross or directed orders. MPL orders will be entered as a limit order but are executable only at the mid-point of the NBBO. When the market is locked, eligible MPLs will trade at the locked price. MPLs have a minimum entry and execution size of 100 shares.

2.   In Tape A securities, the routing fee to the NYSE using NYSE Arca’s Primary Sweep Order is $0.06 per 100 shares, otherwise the standard routing fee applies as noted in the able. The Primary Sweep Order (PSO ) is a market or limit order that sweeps the NYSE Arca Book and routes any remaining balance to the primary listing market. All orders with a PSO designation should be marketable. Non-marketable orders will function as regular limit orders.

3.    In Tape B securities, liquidity providers will receive a higher rebate while the sharing of 50% of Tape B market data revenue will be discontinued. Cross Orders will continue to receive tape revenue credit.  Pricing is unchanged for Lead Market Makers.