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Broker/dealers must complete the customary forms and agreements below to trade on ArcaEdge.
Trading Documents
Once a trade has been executed, broker/dealers can choose to clear trades through one of two processes:
To establish clearing via a Qualified Special Representative; Self-clearing subscribers may download and complete the Attachment 1 and Form 9-B themselves (both are pdfs). Correspondent firms will need the forms completed by their respective clearing agency.
New subscribers are prohibited from placing any orders into ArcaEdge prior to finalizing their clearing arrangements. Broker/dealers must complete the Attachment 2 form (pdf) to trade over-the-counter stocks on the ArcaEdge system.
RealTick is a registered trademark of Townsend Analytics, Ltd.
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