ArcaEdge
 
Overview Directory of ArcaEdge Eligible Securities  
Trading Hours | Types of Orders | Order Processing | Agreements |  Fees | Connectivity

Broker/dealers must complete the customary forms and agreements below to trade on ArcaEdge.

pdf  ArcaEdge Subscriber Agreement (pdf)
pdf   ArcaEdge Schedule A Fees (pdf) 
pdf   ArcaEdge Schedule B Fees (pdf)

Trading Documents
Once a trade has been executed, broker/dealers can choose to clear trades through one of two processes:

  • Automated Confirmation Transaction ServiceSM (ACTSM)
  • Qualified Special Representative (QSR)

To establish clearing via a Qualified Special Representative; Self-clearing subscribers may download and complete the pdf  Attachment 1 and pdf Form 9-B themselves (both are pdfs).  Correspondent firms will need the forms completed by their respective clearing agency.

New subscribers are prohibited from placing any orders into ArcaEdge prior to finalizing their clearing arrangements. Broker/dealers must complete the pdf Uniform Service Bureau/Executing Broker Agreement (pdf) to trade over-the-counter stocks on the ArcaEdge system.