NYSE Group U.S. Forms Library

Membership Forms Product Forms


Welcome to the NYSE Group U.S. Product Forms Library! This page has been created to offer easy access to all forms necessary to apply for the products and facilities of our U.S. based Exchanges. Whether you want to trade on ArcaEdge, NYSE and NYSE Amex Bonds, NYSE MatchPoint, the New York Block Exchange (NYBX) and/or the Trade Report Facility, you can do it all with access to one of our Exchanges. Additional details concerning relevant Product information is available at www.nyse.com on respective Product web pages -- please refer to those referenced below. For membership to one of our Exchanges please refer to the U.S. Membership Forms Library tab referenced above.

If at any time you require assistance, the Client Relationship Services department may be reached directly at 1.888.689.7739 (option #3) or at crs@nyx.com.

NYSE Group U.S. Products and Facilities
ArcaEdge
NYSE Amex Bonds
NYSE Bonds
NYSE MatchPoint
New York Block Exchange (NYBX)
Trade Report Facility (TRF)

ArcaEdge

For additional important information please visit:www.nyse.com/arcaedge

General Application Forms:
Broker/dealers must complete the customary forms and agreements below to trade on ArcaEdge.

pdf ArcaEdge Subscriber Agreement (pdf)
pdf ArcaEdge Schedule A Fees (pdf)
pdf ArcaEdge Schedule B Fees (pdf)

Additional Information:
Once a trade has been executed, broker/dealers can choose to clear trades through one of two processes:

  • Automated Confirmation Transaction ServiceSM(ACTSM)
  • Qualified Special Representative (QSR)
To establish clearing via a Qualified Special Representative, self-clearing subscribers may download and complete the pdf Attachment 1 (pdf) pdf Form 9-B (pdf) themselves. Correspondent firms will need the forms completed by their respective clearing agency.

New subscribers are prohibited from placing any orders into ArcaEdge prior to finalizing their clearing arrangements. Broker/dealers must complete the pdf Uniform Service Bureau/Executing Broker Agreement (pdf) to trade over-the-counter stocks on the ArcaEdge system.
 

NYSE amd NYSE Amex Bonds

 
For additional important information please visit: www.nyse.com/bonds

NYSE Bonds - General Agreements

pdf NYSE Bonds Sponsored Access Agreement (pdf)
This agreement introduces the NYSE Bonds application process and contains a checklist for NYSE Bonds subscribers along with an organizational profile.

pdf NYSE Bonds Sponsoring Member Consent (pdf)
This agreement allows non-members to access the NYSE Bonds platform by establishing a sponsorship agreement with an already existing member.

pdf NYSE Bonds Sponsored Participant Consent (pdf)
This agreement allows non-members to access the NYSE Bonds platform by establishing a sponsorship agreement with an already existing member.

NYSE Amex Bonds - General Agreements

pdf NYSE Amex Bonds Sponsored Access Agreement (pdf)
This agreement introduces the NYSE Amex bonds application process and contains a checklist for subscribers along with an organizational profile.

pdf NYSE Amex Bonds Sponsoring Member Consent (pdf)
This agreement allows a Member Organization to sponsor a non-member for access to the NYSE Amex bonds platform.

pdf NYSE Amex Bonds Sponsored Participant Consent (pdf)
This agreement allows non-members to access the NYSE Amex bonds platform by establishing a sponsorship agreement with an already existing member.

 

NYSE MatchPoint

 
For additional important information please visit: www.nyse.com/matchpoint

General Application Forms:
pdf NYSE and NYSE Amex Product Connectivity Application (pdf)

Additional Information:
In Addition for Non-Member Sponsored Participation

pdf NYSE MatchPoint Sponsored Access Agreement (pdf)

pdf NYSE MatchPoint Sponsored Participant Consent Form (pdf)
This agreement allows non-members to access the NYSE MatchPoint platform by establishing a sponsorship agreement with an already existing member.

pdf NYSE MatchPoint Sponsoring Member Organization Consent (pdf)
This agreement allows a Member Organization to sponsor a non-member for access to the NYSE MatchPoint platform.

New York Block Exchange (NYBX)

 
For additional important information please visit: www.nyse.com/nybx

General Application Forms:
pdf NYBX Connectivity Application (pdf)
pdf NYBX Sponsored Access Agreement (pdf)
pdf NYBX Sponsored Participant Consent Form (pdf)
pdf NYBX Member Organization Consent Form (pdf)

Additional Information:
BIDS Trading Participants: NYBX is open to all BIDS Trading users. Simply contact us at info@bidstrading.com to opt-in to the NYBX.

Trade Report Facility (TRF)

 
For additional important information please visit: www.nyse.com/trf

General Application Forms
pdf TRF Agreements/Paperwork (pdf)

Additional Information:
pdf TechnicalSpecifications (pdf)