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Welcome to the NYSE Group U.S. Product Forms Library! This page has been created to offer easy access to all forms necessary to apply for the products and facilities of our U.S. based Exchanges. Whether you want to trade on ArcaEdge, NYSE and NYSE Amex Bonds, NYSE MatchPoint, the New York Block Exchange (NYBX) and/or the Trade Report Facility, you can do it all with access to one of our Exchanges. Additional details concerning relevant Product information is available at www.nyse.com on respective Product web pages -- please refer to those referenced below. For membership to one of our Exchanges please refer to the U.S. Membership Forms Library tab referenced above.
If at any time you require assistance, the Client Relationship Services department may be reached directly at 1.888.689.7739 (option #3) or at crs@nyx.com.
NYSE Group U.S. Products and Facilities
ArcaEdge
NYSE Amex Bonds
NYSE Bonds
NYSE MatchPoint
New York Block Exchange (NYBX)
Trade Report Facility (TRF)
For additional important information please visit:www.nyse.com/arcaedge
General Application Forms:
Broker/dealers must complete the customary forms and agreements below to trade on ArcaEdge.
ArcaEdge Subscriber Agreement (pdf)
ArcaEdge Schedule A Fees (pdf)
ArcaEdge Schedule B Fees (pdf)
Additional Information:
Once a trade has been executed, broker/dealers can choose to clear trades through one of two processes:
- Automated Confirmation Transaction ServiceSM(ACTSM)
- Qualified Special Representative (QSR)
To establish clearing via a Qualified Special Representative, self-clearing subscribers may download and complete the Attachment 1 (pdf) Form 9-B (pdf) themselves. Correspondent firms will need the forms completed by their respective clearing agency.
New subscribers are prohibited from placing any orders into ArcaEdge prior to finalizing their clearing arrangements. Broker/dealers must complete the Uniform Service Bureau/Executing Broker Agreement (pdf) to trade over-the-counter stocks on the ArcaEdge system.
General Application Forms:
NYSE and NYSE Amex Product Connectivity Application (pdf)
Additional Information:
In Addition for Non-Member Sponsored Participation
NYSE MatchPoint Sponsored Access Agreement (pdf)
NYSE MatchPoint Sponsored Participant Consent Form (pdf)
This agreement allows non-members to access the NYSE MatchPoint platform by establishing a sponsorship agreement with an already existing member.
NYSE MatchPoint Sponsoring Member Organization Consent (pdf)
This agreement allows a Member Organization to sponsor a non-member for access to the NYSE MatchPoint platform.
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New York Block Exchange (NYBX)
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General Application Forms:
NYBX Connectivity Application (pdf)
NYBX Sponsored Access Agreement (pdf)
NYBX Sponsored Participant Consent Form (pdf)
NYBX Member Organization Consent Form (pdf)
Additional Information:
BIDS Trading Participants: NYBX is open to all BIDS Trading users. Simply contact us at info@bidstrading.com to opt-in to the NYBX.
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Trade Report Facility (TRF)
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