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Documents are in .pdf format.
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Member Firm Notifications
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| Description |
Date/Version |
| PT0163 New "Done for Day" Admin on MOL |
11/12/09 |
| PT0162 Third Party Algo Information |
10/05/09 |
| PT0161 Implementation of OCS Changes |
09/16/09 |
| PT0160 Trading NASDAQ Symbols Revised |
09/30/09 |
| PT0159 Odd-Lot Billing On MOL |
07/28/09 |
| PT0158 Odd-Lot Billing |
06/10/09 |
| PT0157 Disable Stamp |
06/08/09 |
| PT0156 Algo Information on Broker Badge MOL |
05/18/09 |
| PT0155 NYSE e-Broker direct to Matchpoint |
04/24/09 |
| PT0154 TA Expansion |
02/03/09 |
| PT0153 AMEX Integration GTC Order Processing |
11/24/08 |
| PT0152 AMEX Integration Comparison Processing |
11/24/08 |
| PT0151 Sub-Penny Pricing |
10/17/08 |
| PT0150 Liquidity Indicator on Badge MOL |
09/05/08 |
| PT0149 Alternate Router Give-up |
07/24/08 |
| PT0148 NYSE/Amex Integration Revised |
09/10/08 |
| PT0147 MOL Output changes for Broker Algo |
06/27/08 |
| PT0146 Expanded Activity ID |
06/10/08 |
| PT0145 Comparison Processing for UBS AG Rights as Cash |
06/09/08 |
| PT0144 OCS Contingency Plan |
05/14/08 |
| PT0143 OCS Application Migration |
04/14/08 |
| PT0142 C2L Migration Post Trade Output |
03/25/08 |
| PT0141 Liquidity Indicators on MOL Output |
12/21/07 |
| PT0140 C2L Application Migration Output MOL |
12/05/07 |
| PT0139 C2L Application Migration |
08/28/07 |
| PT0138 SPAR in FIX Format |
08/06/07 |
| PT0137 SDC Mainframe Migration |
06/11/07 |
| PT0136 CA, ND, SO in CNS |
06/06/07 |
| PT0135 Removal of Replenishment Messages |
03/19/07 |
| PT0134 Removal of DBK Admins from MOL Output |
03/19/07 |
| PT0133 Away Market Center on MOL |
02/09/07 |
| PT0132 ITS Replacement - OCS |
01/10/07 |
| PT0131 OCS Specialist Trade Date Correction Functionality |
10/02/06 |
| PT0130 EF Mnemonic Sort Sequence |
08/16/06 |
| PT0129 OCS Match Changes |
08/15/06 |
| PT0128 New Stop Order Output Changes (LOR Discrepancy Report) |
08/09/06 |
| PT0127 Merged Order Log Cancellation Processing Redesign-Phase II |
07/17/06 |
| PT0126 NYSE Output Elimination |
07/14/06 |
| PT0125 New Stop Order Output Changes (Merged Order Log/Specialist Activity Report) |
07/12/06 |
| PT0124 Merged Order Log Enhancement - d-Quote Activity |
06/12/06 |
| PT0123 Summary OCS Reversal & Correction indicator |
05/01/06 |
| PT0122 OCS Commission Bill Debit List Screen Enhancements |
05/01/06 |
| PT0121 Merged Order Log Cancellation Processing Redesign |
04/17/06 |
| PT0120 Entering Firm Mnemonic required on OCS Stamp Advisory Function |
02/08/06 |
| PT0119 Broker Badge Log Enhancement - E-Quote Activity |
12/05/05 |
| PT0118 Elimination of NYSE AOSR Product |
02/06/06 |
| PT0117 e-Quote Comparison and "LMT (0789) Omnibus Forces" |
10/28/05 |
| PT0116 Addition of Odd-Lots to the MOL Output |
02/06/06 |
| PT0115 New Indicators for Step Out Service Product |
09/14/05 |
| PT0114 Merged Order Log Enhancement – e-Quote Activity |
08/26/05 |
| PT0113 OCS Screen Changes in support of e-Quote Comparison |
08/01/05 |
| PT0112 Specialist Activity Report Enhancement - e-Quote Activity |
07/20/05 |
| PT0111 Merged Order Log Enhancement – e-Quote Activity |
06/30/05 |
| PT0110 e-Quote Comparison and the Use of "LMT (0789) Omnibus" |
05/26/05 |
| PT0109 Broker Badge Merged Order Log Enhancement – Proprietary e-Broker Messages |
05/13/05 |
| PT0108 New Data Elements on OCS MQM Format and Uncompared/Advisory File. |
04/01/05 |
| PT0107 New Indicators for Step Out Service Product - Implementation |
02/22/05 |
| PT0106 New Indicators for Step Out Service Product |
01/04/05 |
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| Post Trade User Guides and Formats |
| Description |
Date/Version |
| Merged Order Log MRO Formats v3.8 |
10/07/09 |
| Clearing Firm's User Guide |
05/2006 |
| Broker's User Guide |
07/2005 |
| Positions Minder MFO File Format v2.2 |
05/27/05 |
| OCS® Equity Uncompared/Advisory and SOS Unaffirmed/Alert MRO File Format |
04/14/05 |
| NYSE OCS® Interactive Message Queue Manager (MQM) User Guide v4.5.4 |
05/05/06 |
| Comparison of Cash and Other types of "Ex-Clearing House" Transactions in the OCS |
08/05/04 |
| Reminder Notice-Comparison of "Ex-Clearing House" Transactions in the OCS |
08/05/04 |
| Opening the Electronic Merged Order Logs on Your PC |
01/03/03 |
| Availability of Manual Trades and Changes to Tick, Time and Comments through SPAR Feed |
06/11/02 |
| Limit Order Reconciliation (LOR) System USer Guide v2.1 |
05/23/01 |