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| Post Trade Systems l Technical Specifications |
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| Documents are in .pdf format. |
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| Technology Member Firm Notifications (MFN) |
| Description |
Version/Date |
| Automatic Cancelation of Partially Executed/Canceled GTC's & "Done For Day" Service Updates |
11/11/09 |
| Sub-penny Priced Orders < $1.00 |
11/06/09 |
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NYSE Amex Trading of NASDAQ Symbols Under UTP - Industry Testing
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11/04/09 |
| NYSE Amex Trading of NASDAQ Symbols Under UTP |
09/08/09 |
| Routing to NYSE MatchPoint via CCG |
08/28/09 |
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CCG Supports Expanded Activity IDs on Execution Reports
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07/28/09 |
| NYSE Broker Systems Support Increased Order Quantity and Special Settlement Types |
07/10/09 |
| New Done For Day Subscription Service |
06/29/09 |
| New Odd Lot Liquidity Indicator |
06/19/09 |
| New Database (SDBK): Cancel Replace to Reduce Functionality |
03/27/09 |
| New Database (SDBK) Stock Migration Plan |
03/05/09 |
| CCG 3.0 and Direct Routing to the NYSE e-BrokerTM Handheld |
02/26/09 |
| Technical Addendum: Enhanced MOC/LOC Handling |
02/20/09 |
| Decommission of SDOT: Migration to New Database SDBK for NYSE and NYSE Amex Securities |
02/02/09 |
| New Database (SDBK) Stock Migration and Continuation of Reduced Latency |
01/20/09 |
| New MOC/LOC Order Blocks |
12/12/08 |
| CCG Enhancements Release 2.1 |
10/01/08 |
| NYSE Alternext U.S. (NYSE/Amex Integration) - Revised Industry Test Schedule |
09/25/08 |
| NYSE Alternext U.S. (NYSE/Amex Integration) - Revised Trading System Update |
09/09/08 |
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NYSE Alternext U.S. (NYSE/Amex Integration) - FIX Message Formatting Technical Differences
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08/01/08 |
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Reserve Order Type
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05/08/08 |
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DBK Link ID for Execution Reports
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03/10/08 |
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New Execution Report Billing Indicators
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11/15/07 |
| Customer Execution Identifier |
11/01/07 |
| Partial Round Lot Report Processing Modifications |
09/14/07 |
| Connectivity to Common Customer Gateway (CCG) and Improved Latency (Business Memo) |
08/02/07 |
| Connectivity to Common Customer Gateway (CCG) and Improved Latency (Technical Memo) |
08/02/07 |
| Common Customer Gateway & Reduced Latency |
06/05/07 |
| Common Customer Gateway Phase I and II |
03/30/07 |
| Do Not Ship Order |
03/13/07 |
| Away Market Indicators (Updated version of 12/19/06 document ) |
01/31/07 |
| Away Market Indicators |
12/19/06 |
| Acceptance of New Account Type Q |
01/31/03 |
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| NYSE Common Access Point® |
| Description |
Version/Date |
| Common Access Point Agreement |
05/27/09 |
| NYSE Front End Systemic Capture and Common Access Point Overview Presentation |
01/13/00 |
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| Interface Specifications |
| Description |
Version/Date |
| FIX Service Interface Specs & User Guide v4.2 |
09/08/09 |
| FIX Interface Sample Messages v4.1 |
05/29/09 |
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Vendor System Implementation Specification for Makes (Updated with Highlights)
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06/03/04 |
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| Other NYSE Initiatives |
| Description |
Version/Date |
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NYSE Order Tracking System Interface Specification version 4.5
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11/25/08 |
| NYSE MatchPoint FIX Specification v1.0 |
09/28/09 |
| Sub-Penny Order Specification |
11/28/08 |
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Specialist Transaction Data Reporting System Technical Specifications version 1.5
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06/03/05 |