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Frequently Asked Questions   About the NYSE   Listed Company - General   NYSE ETFs   Regulation About the NYSE What is the NYSE's holiday schedule? What is The Opening BellSM and The Closing Bell®? Who rings The Opening BellSM and The Closing Bell®? Back to Top Listed Company - General How does a company get listed with the NYSE? What company has been listed the longest? What does "going public" mean? What is a "blue chip" stock? What was the first listed company on the NYSE? Which NYSE-listed company is the oldest? Who should I contact for more information about listing with the NYSE? Back to Top NYSE ETFs How do ETFs work? What is an Exchange-Traded Fund (ETF)? Where can investors purchase ETFs? Why are ETFs different from closed-end funds? Back to Top Regulation Can a member firm refuse to do business with a potential customer or refuse to continue to transact business with a customer? Does a broker or brokerage firm have to advise a customer of a margin call? How can I find out the listing status of a company? How can I obtain disciplinary information about a registered representative and/or a brokerage firm? How do I file an arbitration claim against my broker? I have an old stock certificate. How do I find out if the company is still in business and if my securities are worth anything? I haven't received any statements lately from the firm where I had some investments several years ago. How can I find my assets? I never received a certificate for the shares I purchased from the company. Can I sell them without the certificate? To whom do I complain about a broker and/or brokerage firm, if the firm is not a member of the New York Stock Exchange? To whom do I complain about problems with an insurance company? What are the main organizations that regulate banks? What are Unlisted Trading Privileges (UTP)? What can I do about a lost stock certificate? What regulatory organization has jurisdiction over transfer agents? Where can I find information on transferring my brokerage account? Where can I obtain a copy of the securities listed on the NYSE and their symbols? Where can I obtain time and sales information? Who can explain credit and margin rules/requirements? Who do I contact if I have a question or complaint regarding my order execution? Back to Top