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	NYSE Regulation
	About NYSE Regulation
	Investor Inquiries and Complaints
	Investor Protection at the NYSE

	The NYSE Informed Investor Series
	What You Should Know About Exchange Traded Notes (pdf)
	Margin Customers: Know Your Shareholder Rights on Proxies and Dividends (pdf)
	The Cash Sweep Account: What Deal Are You Getting? (pdf)
	Hedge Fund Investing: Is it a Suitable Investment for You? (pdf)
	If Your Broker Changes Firms, What Do You Do? (pdf)
	Preparing Financial Records in Case Disaster Strikes (pdf)
	What Every Customer Should Know about Moving Financial Assets (pdf)
	What You Should Know About Exchange Traded Funds (pdf)

	Issuers noncompliant with NYSE quantitative and corporate governance listing standards
	Issuers that are delayed in filing a required report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Investor Protection at the NYSE
If you believe you are a victim of a violation of securities regulations by a firm regulated by the Exchange, you may file an investor complaint online.