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Capital Markets Investor Protection at the NYSE NYSE Euronext Comment Letters NYSE Regulation

Keep informed of the latest Exchange practices, policies and perspectives on issues that impact the market and its participants.

Capital Markets Back to Top One Year Later 25 Sep 2009 Reform of Wall Street means smarter financial regulation, not over-regulation. Wall Street Journal Op-Ed by NYSE Euronext CEO,... "Harmonizing Market Regulation" 02 Sep 2009 Testimony of Larry Leibowitz, NYSE Euronext, at the Joint SEC and CFTC Hearing on Harmonizing Market Regulation, 2 September, 2009 "The Globalization of the Markets – Reclaiming Confidence" 10 Apr 2008 Duncan Niederauer, CEO, NYSE Euronext Council of Institutional Investors, 2008 Spring Meeting Thursday, 10 April 2008, Capital... Webcast: SEC's Order prohibiting short selling, its implications on issuers, investors and trading 24 Sep 2008 Watch the archived webcast featuring NYSE Euronext CEO Duncan Niederauer and NYSE Regulation CEO Rick Ketchum. Webcast: NYSE Euronext Senior Management Addresses Issuer Community 01 Oct 2008 Duncan Niederauer, Larry Leibowitz and Rick Ketchum provide an update on several important matters that impact NYSE-listed... Key Issues Facing the Financial Markets: Time to Re-Engage 20 May 2009 Lawrence Leibowitz, Group Executive VP and Head of U.S. Markets and Global Technology, addresses NYSE Euronext Securities... New York Foreign Press Center On-The-Record Briefing 24 Jun 2009 NYSE Euronext CEO Duncan Niederauer shares his perspective on the global financial marketplace. Principles that must guide financial regulation 16 Jun 2009 NYSE Euronext CEO, Duncan Niederauer writes an article published in the Financial Times discussing his thoughts on the new... Statement to the House Financial Services Committee concerning OTC derivatives transactions 09 Jun 2009 Statement of Thomas F. Callahan Executive Vice President NYSE Euronext before the House Financial Services Committee Subcommittee... Investor Protection at the NYSE Back to Top The Independence of NYSE Regulation Learn how the separate organizational structure of NYSE Regulation ensures independent decision-making. NYSE Euronext Comment Letters Back to Top NYSE Euronext Comment Letter - September 3, 2008 03 Sep 2008 Petition for Rulemaking dated July 15, 2008 filed by Citadel Investment Group L.L.C. NYSE Euronext Comment Letter - May 28, 2009 28 May 2009 Regarding preferential order routing proposed by NASDAQ and BATS. NYSE Regulation Back to Top Regulation 04 Nov 2009 Remarks of Walt Lukken Senior Vice President, Global Market Structure, NYSE Euronext Inside Commodities Conference November 4,... Keynote Address, Corporate Responsibility Officers Association 07 Oct 2009 Walt Lukken, Senior Vice President, Global Market Structure, Office of the General Counsel, NYSE Euronext at the CRO Summit in...