NYSE Viewpoint

Capital Markets Investor Protection at the NYSE NYSE Euronext Comment Letters NYSE Regulation

Keep informed of the latest Exchange practices, policies and perspectives on issues that impact the market and its participants.

Capital Markets Back to Top "The Globalization of the Markets – Reclaiming Confidence" 10 Apr 2008 Duncan Niederauer, CEO, NYSE Euronext Council of Institutional Investors, 2008 Spring Meeting Thursday, 10 April 2008, Capital... "A Global View: Examining Cross-Border Exchange Mergers" 12 Jul 2007 Noreen Culhane, Executive Vice President, NYSE Group. Given before the Subcommittee on Securities, Insurance and Investment,... China-Europe International Business School 28 Nov 2006 John A.Thain, CEO of NYSE Group, Inc. Keynote Speaker at the China-Europe International Business School. "America’s Capital Markets: Maintaining Our Lead in the 21st Century" 26 Apr 2006 Marshall Carter, NYSE Group, Inc. Chairman. Testimony before the House Financial Services Subcommittee on Capital Markets,... Investor Protection at the NYSE Back to Top The Independence of NYSE Regulation Learn how the separate organizational structure of NYSE Regulation ensures independent decision-making. NYSE Euronext Comment Letters Back to Top NYSE Euronext Comment Letter - Nov. 26, 2007 26 Nov 2007 Review by the U.S. Treasury Department of the Regulatory Structure Associated with Financial Institutions NYSE Group Comment Letter - April 27, 2006 27 Apr 2006 April 27, 2006: NASD/Nasdaq Trade Reporting Facility Release No. 34-52049; File No. 10-131 NYSE Group Comment Letter - August 12, 2005 12 Aug 2005 August 12, 2005: NASD/Nasdaq Trade Reporting Facility Release No. 34-52049; File No. SR-NASD-2005-087 NYSE Regulation Back to Top FEI’s Global Financial Reporting Convergence Conference 28 Sep 2007 Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc. Keynote address at Financial Executives International Global... "Consolidation of NASD and the Regulatory Functions of the NYSE: Working Towards Improved Regulation." 17 May 2007 Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc. Given before the Subcommittee on Securities, Insurance and... "You Say You Want a Revolution" 27 Mar 2007 Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc. "Self Regulation in the Modern Era" 06 Nov 2006 Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc. Given at the Chief Regulatory Officers International...