NYSE Arca Listings
Listing Process Overview | Listing Application


Through the links below, you can access the necessary applications and agreements that are required documentation for listing on NYSE Arca.

 Original Listing Application  (pdf)
 Substitute Original Listing Application  (pdf)
 Notice of Name and/or Par Value Change  (pdf)
 Listing Agreement for Common and Preferred Stocks  (pdf)
 Registrar, Transfer Agent, and/or Warrant Agent Agreement  (pdf)
 Distribution Schedule  (pdf)
 Application for Listing Additional Shares (pdf)

NYSE Arca Rules 5.3((k)(5)(D) and 5.3(m) require issuers to file the Annual Written Affirmation and Annual CEO Certification — Domestic, respectively, no later than 30 calendar days after the annual shareholder meeting. Further, we require issues to submit Interim Written Affirmations no later than 30 calendar days after the change in the status of a Director(s) independence and/or to a companies’ Board to Directors, Audit Committee and Nominating/Corporate Governance Committee that necessitates the Affirmation. You may use the following documents:

 Annual CEO Certification - Domestic  (pdf)
 Annual Written Affirmation - Domestic  (pdf)

 Initial Written Affirmation - Domestic (pdf)
 Interim Written Affirmation - Domestic  (pdf)
 Annual CEO Certification - Foreign Private Issuers  (pdf)
 Annual Written Affirmation - Foreign Private Issuers (pdf)
 Initial Written Affirmation - Foreign Private Issuers (pdf)
 Interim Written Affirmation - Foreign Private Issuers  (pdf)

If you have any questions regarding these documents, please email nysearcalistings@nyse.com.
Related Information
 
NYSE Arca Listings Information
 NYSE Arca Listing Standards and Fees
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NYSE Listings Information
 NYSE Listing Application
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